资源描述：
《中小企业板投资者权益保护指引（sme board investor rights protection guidelines）》由会员上传分享，免费在线阅读，更多相关内容在教育资源-天天文库。
1、中小企业板投资者权益保护指引（SMEboardinvestorrightsprotectionguidelines）CatalogChapterIGeneralProvisionsThesecondchapterpaysattentiontothesustainabledevelopmentandsafeguardstheinvestor'sincomedistributionrightThethirdchapterstrengthenstheinformationdisclosureandmaintainstheinvestor'srighttoknowThefour
2、thchapterconsummatesthecorporategovernance,protectstheinvestordecision-makingparticipationrightThefifthchapterstrengthensthestandardoperation,andimprovestheinternalrestraintmechanismofinvestor'srightsandinterestsprotectionThesixthchapterpromotesthesupervisionandcoordination,andimprovesth
3、eexternalsupervisionmechanismofinvestors'rightsandinterestsprotectionTheseventhchapteristhesupplementaryprovisionsChapterIGeneralProvisionsThefirstistheeffectiveprotectionofinvestors,especiallysmallinvestorslegitimaterightsandinterests,improvethestandardizedoperationoflistedcompanylevel,
4、promotethehealthyandstabledevelopmentoftheSMEboard,accordingtothe"companylaw","SecuritiesLaw"andotherlawsandadministrativeregulations,departmentalrulesandregulationsandthe"ShenzhenStockExchangeListingRules","Shenzhenstockexchangesmallenterpriseslistedcompaniesspecialprovisions",todevelop
5、theguidelines.Secondtheguidelinesareapplicabletosmallandmedium-sizedenterprisesboardoflistedcompanies(hereinafterreferredtoasthe"listedcompany")anditscontrollingshareholdersandactualcontrollers,directors,supervisorsandseniormanagementpersonnelandthesponsorandthesponsorrepresentative.Thir
6、dinvestorsenjoytherighttoobtaininformation,participateinmajordecisions,obtaininvestmentincomeandselectmanagers.Thelistedcompanyanditscontrollingshareholders,actualcontrollers,directors,supervisorsandseniormanagersofthelistedcompanyshalltakenecessarymeasurestoensuretheexerciseoftheabove-m
7、entionedrightsbyinvestors.Thecontrollingshareholdersoffourthlistedcompaniesshallexercisetherightsoftheinvestorsinaccordancewiththelaw.Controllingshareholdersandactualcontrollersshallnotinfringeontheindependentlegalpersonpropertyrightsenjoyedbylistedcompanies,andshallnotus
