资源描述：
《name of practitionerfirm - financial intelligence unitpractitionerfirm金融情报单位名称》由会员上传分享，免费在线阅读，更多相关内容在教育资源-天天文库。
1、NAMEOFPRACTITIONER/FIRMAttorneys-at-LawFIU–COMPLIANCEPROGRAMNAMEOFPRACTITIONER/FIRM……………….……………Attorney-at-LawName:AddressTelephoneNumbers:1(868)FaxNumber:1(868)Email:COMPLIANCEPROGRAMOf[nameofpractitioner/firm&FIURegistration#]Submittedtothe:FINANCIALINTELLIGENCEUNITI
2、NACCORDANCEWITHSECTION55(5)OFTHEPROCEEDSOFCRIMEACT,2000(ASAMENDED)ANDREGULATION31(1)OFTHEFINANCIALINTELLIGENCEUNITOFTRINIDADANDTOBAGOREGULATIONS,2011DATED:…………,201..D:PatriciaDindyal/ShankarBidaisee/V4/25.03.13NAMEOFPRACTITIONER/FIRMAttorneys-at-LawFIU–COMPLIANCEPROGRA
3、MTABLEOFCONTENTSPAGEIntroduction4PolicyStatement5OverviewofMoneyLaunderingandFinancingofTerrorismCrimes6InternalPolicies,ProceduresandControls9TheComplianceOfficer24RecordKeeping26Training27ReviewofComplianceProgramme28AppendixA.1AppendixA.2AppendixBAppendixCAppendixDD
4、:PatriciaDindyal/ShankarBidaisee/V4/25.03.13NAMEOFPRACTITIONER/FIRMAttorneys-at-LawFIU–COMPLIANCEPROGRAMAppendixE.1AppendixE.2AppendixFAppendixGAppendixHD:PatriciaDindyal/ShankarBidaisee/V4/25.03.13NAMEOFPRACTITIONER/FIRMAttorneys-at-LawFIU–COMPLIANCEPROGRAMINTRODUCTIO
5、NTheAnti-MoneyLaunderingandCounterFinancingofTerrorism(AML/CFT)policiesinthisdocumentareconsistentwiththefollowingActsandRegulations:·MiscellaneousProvisions(FinancialIntelligenceUnitofTrinidadandTobagoandAnti-Terrorism)Act,2012·FinancialIntelligenceUnitofTrinidadandTo
6、bagoAct,2009,ActNo.11of2009·FinancialIntelligenceUnitofTrinidadandTobago(Amendment)Act,2011,ActNo.3of2011·FinancialIntelligenceUnitofTrinidadandTobago(Amendment)(No.2)Act,2011,ActNo.8of2011·FinancialIntelligenceUnitofTrinidadandTobagoRegulations,2011·FinancialObligatio
7、nRegulations2010·ProceedsofCrimeAct,Chap:11:27·ProceedsofCrime(Amendment)Act,2009,No10of2009·Anti-TerrorismAct,Chap;12:07·Anti-Terrorism(Amendment)Act,2010,Act2of2010·FinancialObligations(FinancingofTerrorism)Regulations,2011.·Anti-Terrorism(Amendment)Act,2011,ActNo.16
8、of2011hereinaftercollectivelycalledtheAML/CFTLawsandRegulationsD:PatriciaDindyal/ShankarBidaisee/V4/25.03.13NAMEOFPRA
