证券法英文法条详述英文版.doc

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1、LawofthePeople’sRepublicofChinaonSecurities  (Adoptedatthe6thMeetingoftheStandingCommitteeoftheNinthNationalPeople'sCongressonDecember29,1998;amendedinaccordancewiththeDecisionoftheStandingCommitteeoftheTenthNationalPeople'sCongressonAmendingtheSecurities

2、LawofthePeople'sRepublicofChinaadoptedatits11thMeetingonAugust28,2004;andrevisedbytheStandingCommitteeoftheTenthNationalPeople'sCongressatits18thMeetingonOctober27,2005)  颁布日期：20051027　实施日期：20060101　颁布单位：全国人大常委会  　　OrderofthePresidentofthePeople’sRepublic

3、ofChina 　　No.43 　　TheLawofthePeople’sRepublicofChinaonSecurities,revisedandadoptedatthe18thMeetingoftheStandingCommitteeoftheTenthNationalPeople’sCongressofthePeople’sRepublicofChinaonOctober27,2005,isherebypromulgatedandshallgointoeffectasofJanuary1,2006

4、. 　　HuJintao 　　PresidentofthePeople’sRepublicofChina 　　October27,2005 Contents　　Chapter1　GeneralProvisions 　　Article1　ThisLawisenactedforthepurposeofregulatingtheissuingandtradingofsecurities,protectingthelawfulrightsandinterestsofinvestors,safeguardingth

5、eeconomicorderandpublicinterestsofthesociety,andpromotingthesocialistmarketeconomy. 　　Article2　WithintheterritoryofthePeople’sRepublicofChina,thisLawisapplicabletotheissuingandtradingofshares,corporatebondsandsuchothersecuritiesasmaybesodescribedbytheStat

6、eCouncilpursuanttolaw;wherenotstipulatedhereunder,theprovisionsoftheCompaniesLawofPeople’sRepublicofChinaandotherlawsandadministrativeregulationsshallgovern. 　　ThisLawshallbeapplicabletothelistingandtradingofgovernmentbondsandunitsofsecuritiesinvestmentfu

7、nds;whereotherwisestipulatedunderotherlawsoradministrativeregulations,theprovisionsthereofshallbeapplicable. 　　TheregulatorymeasuresfortheissuingandtradingofthederivativevarietiesofsecuritiesshallbeformulatedbytheStateCouncilinadherencetotheprinciplesofth

8、isLaw. 　　Article3　Theprinciplesofopenness,fairnessandjusticemustbecarriedoutinissuingandtradingsecurities. 　　Article4　Allpartiesinvolvedintheissuingandtradingofsecuritiesshallstandequallyinlawandshallobservetheprinc