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时间:2020-03-05
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1、证券法英文版(Adoptedatthe6thSessionoftheStandingCommitteeofthe9thNationalPeople'sCongresson29December1998;firstrevisionaccordingtothe>Decision>atthe11thSessionoftheStandingCommitteeofthe10thNationalPeople'sCongresson28August2004;secondrevisionadoptedatthe18thSession
2、oftheStandingCommitteeofthe10thNationalPeople'sCongresson27October2005andeffectiveasof1January2006.)PARTONE:GENERALPROVISIONSArticle1:ThisLawisformulatedinordertostandardizetheissuingandtradingofsecurities,toprotectthelawfulrightsandinterestsofinvestors,tosafeguardthesocialandeconomicorderan
3、dthepublicinterestandtopromotethedevelopmentofthesocialistmarketeconomy.Article2:ThisLawappliestotheissuingandtradinginthePeople'sRepublicofChinaofshares,corporatebondsandsuchothersecuritiesasarelawfullyrecognizedbytheStateCouncil.IssuesnotcoveredbythisLawshallbegovernedbytheprovisionsoftheP
4、RC,CompanyLawandotherlawsandadministrativeregulations.ThelistingandtradingofgovernmentbondsandsecuritiesinvestmentfundsharesshallbegovernedbythisLaw.Wheretherearespecialstipulationsinotherlawsandadministrativeregulations,suchstipulationsshallapply.Theadministrativeproceduresontheissuingandtr
5、adingofvarietiesofsecuritiesderivativesshallbestipulatedbytheStateCouncilaccordingtotheprinciplesofthisLaw.Article3:Theissuingandtradingactivitiesofsecuritiesmustbecarriedoutinlinewiththeprincipleofopenness,equitabilityandfairness.Article4:Thepartiesinvolvedintheissuingandtradingofsecurities
6、shallhaveequallegalstatusandadheretotheprincipleofvoluntariness,compensationandgoodfaith.Article5:Theissuingandtradingofsecuritiesmustbeconductedinaccordancewithlawsandadministrativeregulations.Fraudulentandinsidertradingandmanipulationofthesecuritiesmarketareprohibited.Article6:Unlessstipul
7、atedotherwisebytheState,securitiesbusiness,andbankingbusiness,trustbusinessandinsurancebusinessshallbeoperatedandadministeredseparately,andsecuritiescompaniesshallbeestablishedindependentlyfrombanking,trustandinsurancebusinessorganizations.Article7
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