香港中央结算有限公司

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1、編號LSD/41/2008Ref.No.:日期Date:24/06/2008香港中央結算有限公司(香港交易及結算所有限公司全資附屬公司)HongKongSecuritiesClearingCompanyLimited(Awholly-ownedsubsidiaryofHongKongExchangesandClearingLimited)通告CIRCULAR事項投資者戶口持有人規則修訂Subject:AmendmentstotheTermsandConditionsforInvestorPartic

2、ipants查詢查詢熱線29797888Enquiry:HotlineInvestorParticipantsarerequestedtonotethattheSecuritiesandFuturesCommissionhasapprovedtheamendmentstotheTermsandConditionsforInvestorParticipantsinrelationtoDepositaryReceipts.TheamendmentssetoutintheattachedAppendixw

3、illtakeeffectfrom1July2008.MaryKaoHead–LegalServices請各位投資者戶口持有人注意，證券及期貨事務監察委員會已批准投資者戶口持有人規則，有關預託證券之修訂。載於附件之修訂由2008年7月1日起生效。法律服務部主管高美萊謹啟香港中環港景街一號國際金融中心一期12樓12/F,OneInternationalFinanceCentre,1HarbourViewStreet,Central,HongKong電話Tel:+85225221122傳真Fax:+85

4、222953106網址Website:www.hkex.com.hk電郵E-mail:info@hkex.com.hkAppendixTERMSANDCONDITIONSFORINVESTORPARTICIPANTS1.Definitions“DepositaryReceipts”hasthesamemeaningas“depositaryreceipts”intheExchange’sListingRules;“Depositary”hasthesamemeaningas“depositary”i

5、ntheExchange’sListingRules;"EligibleSecurity"meansanissueofsecuritiesincludingbutnotlimitedtoForeignSecurities,DebtSecurities,DepositaryReceipts,StructuredProducts,ExchangeFundNotes,SpecifiedInstruments,CMUInstrumentsandUnitswhichisfromtimetotimeandfor

6、thetimebeingacceptedaseligiblebyHKSCCfordeposit,clearingandsettlementinCCASS,inaccordancewithRule501,and(a)wherethecontextsorequiresshallincludeanyparticularsecurityorsecuritiesofsuchanissueand(b)unlessthecontextwillnotadmit,shallinclude,upontheirissue

7、,allNewIssueSharessoacceptedaseligible;"Issuer"meansanycompanyorotherlegalperson(i)anyofwhoseshares,warrants,StructuredProductsorDebtSecurities,or(ii)whosesharesarerepresentedbyDepositaryReceiptsofwhichor(iii)whichisthetrusteeormanagerofanyUnitsandtheU

8、nitsinwhich,arethesubjectofanapplicationforlistingontheExchangeinconnectionwithaninitialpublicofferingofthoseshares,warrants,DepositaryReceipts,StructuredProducts,DebtSecuritiesorUnitsorarelistedontheExchange;"NewIssue"means,inrelationt