公司治理中控制权问题研究——以国美电器控制权之争为例

《公司治理中控制权问题研究——以国美电器控制权之争为例》由会员上传分享，免费在线阅读，更多相关内容在学术论文-天天文库。

1、中图分类号：密级：UDC：本校编号：10652法律硕士专业学位论文论文题目：公司治理中控制权问题研究--以国美电器控制权之争为例研究生姓名：李鹂阳学号：20104101001431校内指导教师姓名：赵磊职称：教授校外指导教师姓名：职务职称：申请学位等级：硕士专业方向：商法学习形式：全日制论文提交日期：2013年3月8日论文答辩日期：法律硕士专业学位论文公司治理中控制权问题研究--以国美电器控制权之争为例ResearchontheControlofCorporateGovernanceandbasedontheControlconflictofGome作者姓名：李鹂阳指导教师：赵磊西南

2、政法大学SouthwestUniversityofPoliticalScienceandLaw公司治理中控制权问题研究--以国美电器控制权之争为例内容摘要本文首先从理论方面通过介绍公司治理结构的相关概念，并借此引入控制权概念，分析控制权问题产生的原因、控制权种类以及控制权争夺的核心，并且通过深入剖析国美电器控制权之争的案例，阐述此次控制权之争的实质、类型，以及大股东、董事会和公司管理层在此次控制权之争中所扮演的角色，以及大股东、董事会、公司管理层的权利义务等。并希望通过对控制权的介绍和对国美电器控制权之争的深入剖析，能对将来我国企业完善公司治理结构，特别是完善职业经理人制度、上市公司

3、独立董事制度以及加强机构投资者在公司治理中的作用等起到一定的启示作用。AbstractThisarticleisaimedtointroduceconceptofCompanygovernancestructureandtointroduceconceptofcontrol.Andanalysistheissuesarisingfromthecontroltypeandthecorepointforcontrol,andthroughin-depthanalysisofGomebattleforcontrolcase,whichconcludingtheessence,thetype

4、ofbattleforcontrol,aswellasanalysistheroleoflargeshareholders,boardofdirectorsandthecompanymanagementinthebattleforcontrol,andmakesuretherightsandobligationsoflargeshareholders,boardofdirectorsandthemanagementofthecompany's.Andhopethatthroughtheintroductionofcontrolandin-depthanalysisthebattlef

5、orcontrolofGome,whichcanhelpChineseenterprisestoimprovetheircorporategovernancestructure,especiallyhelpthemimprovemanageroccupationsystem,independentdirectors’systemandstrengthentheroleofinstitutionalinvestorsincorporategovernance.关键字公司治理结构；控制权；国美电器；董事会；管理层KeyWordsCorporateGovernance；Control；Go

6、me；BoardofDirectors；Management1西南政法大学硕士学位论文目录引言„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„„1一、公司治理结构及控制权题„„„„„„„„„„„„„„„„„„„„„2（一）公司治理结构的概念„„„„„„„„„„„„„„„„„„„„3(二)公司治理中控制权问题的产生„„„„„„„„„„„„„„„„4(三)控制权的种类„„„„„„„„„„„„„„„„„„„„„„„4二、公司治理中控制权争夺的核心--股东表决权的争夺„„„„„„„„„„7（一）股东表决权的本人行使和委托行使„„„„„„„„„„„„„„7（二）股东现场投票与非现

7、场投票„„„„„„„„„„„„„„„„„10三、国美电器控制权之争简介„„„„„„„„„„„„„„„„„„„„12四、国美电器控制权争夺中涉及的问题„„„„„„„„„„„„„„„„13（一）国美电器控制权之争的实质„„„„„„„„„„„„„„„„13（二）国美董事会可否推翻2010年5月11日股东会决议、其做法是否违反了对股东的信托义务„„„„„„„„„„„„„„„„„„„„„„„15（三）国美控制权之争的方式：大股东败给了谁„„„„„„„„„„16（四）