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1、AbstractAsallindustry,bankingisfullofrisks．Scientificmanagementsandpreventionstowardvariousriskshavedirecteffectonthedevelopmentofbanking．Presently,themajorbankingrisksCanbcgenerallylistedinto3types：themarketrisk,thecreditrisksandtheoperationalrisk．Comparatively,theot
2、hertworiskshavearou$egreatattentionbythefianc6institutionsearlier,meanwhile，thematureandcompleteriskmanagementframeworkofwhichhavebeen∞tup．Theoperationalriskhasbeenexitedforalongwhile．however,it’Simportancehash’tbeenrecognizedbycommercialbanksandsupervisioninstitution
3、s．Sincethe90s,nulneronsofseriousoperationaleventshavehappenedinbankingindustryhomeandabroad，broughtgreatfundlosttothecommercialbanksandproducednegativeeffectinthesociety,SOthattheoperationalriskgotbroadattentionandhighlyrecognitionfrombankingindustry,supervisioninstit
4、utionsandacademiccircle．Becauseofthelaterecognitiontowardtheoperationalriskthebankingindustryhasn’tformedanintegratedtheorysystemoftheoperationalrisk’Sdefinition,clarification,managementmethods，etc，uptonow．Theresentresearchestotheoperationalriskmostlyadopttheresearcht
5、rainofthoughtsofthemarketriskandthecreditrisk,focusonthequantificationmodels，rarelylearntherelationshipbetweentheoperationalriskandinternalcontrolorcorporategovernance，etc，suchbasictheories．．Thethesisreviewstheresearchresultsoftheoperationalriskincommercialbankshomean
6、dabroad,then,stu出esthebasictheoriesoftheintemalcontroloftheoperationaIriskandseeksfortherelationshipbetweentheoperationalriskandinternalcontrolbystudyingalltheaspectsoftheoperationalrisk,suchasdefinition,clarification,managementpractices，etc，reachingtheresultthatinter
7、nalcontrolisthefundamentalmanagementmethodoftheoperationalriskwhichsettledtheresearchfoundationofthethesis．Onthebasisofwhatmentionedabove，firstly,thethesischoosessixcmmtries-representative-prominentbankstostudytheirinternalcontrolpracticesoftheoperationalrisk,toSlLrmn
8、eruptllesuccessfulexperiencesforourcommercialbanks．Secondly,researchontheoperationalriskofourcommercialbanks，throughtheeompa
