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1、CompanyNo.631209THECOMPANIESORDINANCE(Chapter32)____________________________________________________COMPANYLIMITEDBYGUARANTEEANDNOTHAVINGASHARECAPITAL_____________________________________________________MEMORANDUMANDARTICLESOFASSOCIATIONOFHONGKONGSECURITIESINSTITUTE香港證券專
2、業學會THECOMPANIESORDINANCE(Cap.32)________________________________________COMPANYLIMITEDBYGUARANTEEANDNOTHAVINGASHARECAPITAL________________________________________MEMORANDUMOFASSOCIATION-of-HONGKONGSECURITIESINSTITUTE香港證券專業學會_________________________________________11.The
3、Company’snameis“HONGKONGSECURITIESINSTITUTE香港證券專業學會”.2.TheCompany’sregisteredofficewillbesituatedinHongKong.3.TheobjectsforwhichtheCompanyisestablishedare:-a.topromote,encourage,developandmaintainproperconduct,integrityandhighstandardsofprofessionalcompetenceonthepartoft
4、hosepractisinginHongKonginthesecuritiesandfuturesindustryandinthefieldsofbanking,foreignexchange,insurance,investmentadvice,fundmanagement,corporatefinanceandrelatedfields;b.topromoteforthepublicbenefittheadvancementanddisseminationofknowledgeregardingsecurities,futures,
5、financialmarkets,banking,foreignexchange,insurance,investments,fundmanagement,corporatefinanceandrelatedmatters;c.toencouragethedevelopmentofthesecuritiesandfuturesmarketsinHongKong;1Namechangedwitheffectfrom08/01/2001.d.toactasanauthoritativebodyforthepurposeofconsultat
6、ion,researchandrecommendationinthepublicinterestconcerninginvestmentinsecurities,futuresandotherfinancialproducts;e.toestablishandmaintaincontactswithbodiesperformingsimilarfunctionstotheCompanywhetherinHongKongorelsewhereforthepurposeofmutualassistanceandmutualrecogniti
7、onofmembership,qualificationsandawards.4.Forthepurposeofgivingeffecttoandcarryingouttheaboveobjects,theCompanyshallhavethefollowingpowersorsubsidiaryobjects:-A.Toorganiseandpromotetrainingandresearchinsecurities,futures,investmentsandrelatedmattersforthepublicbenefit;B.T
8、oliaise,organizeandconductexaminations,publishtheresultsthereofandgrantcertificates,diplomasandotherawa
