板中小企业定向增发融资研究——基于金天地的融资案例

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1、首都经济贸易大学硕士学位论文新三板中小企业定向增发融资研究AbstractTheNEEQischaracterizedbyitslowthreshold，lowcost，highefficiencyandflexibleregulations．Sinceitsexpansiontoanationalmarketattheendof2013，ithasattractedmanySMEstojoininandthenumberofownedhasfarmorethanthesumofSHSEandSZSEandalSObecomethemos

2、timportantOTCmarketuptonow．TheNEEQhasmanyfinancingmodesandtheDirectionalAdd—issuancegetthefavoroftheSMEsandhasbecomethemainthefinancingwaybyitsloosesystemandSimple，efficient，quickprocesssolvessuccessfullythesmallandmedium—sizedenterpriseslistedbeforemelting，thefinancingpr

3、oblem．TheDirectionalAdd—issuancesuccessfullysolvedthefinancingpro—blemsofS肛S．ThiSpaperfirstlyreviewedthetheoreticalbasiSofdirectionalfinancingresearchathomeandabroad，secondlyanalyzestheNEEQdevelopmentsituation，financingway，characteristicsandprocessofprivateplacement．Theth

4、ird，withthreedirectionalissuanceofJTDascasestudy，Analyzedthecompanythreedirectionalissuanceschemedesignandimplementation，riskcontrolintheprocessoffinancingAndeffectafterthepurchase．FollowedanalyzedthepromotionofbydirectionalissuancesuccessfullyofJTDandreceivedbetterfinanc

5、ingeffect．Intheend，accordingtotheresearchresultsofthiSpaper，putsforwardthesuggestionsforthefuturedevelopmentoftheNEEQ．Inthispaper，throughcaseanalysis，foundthereasonablecapitaldemand，righttimepoint，reasonablepricing，strictlyimplementtheinternalcontrolsystem，comprehensivean

6、dtimelydisclosureoftheenterpriseimportantmatt—ersandefficientuseofraisingmoneyisveryimportantforprivateplacementandfinancing．KeyWords：NEEQ，SmallandMedium—sizeEnterprises(SMEs)，privateequityplacement，Caseanalysis．11万方数据首都经济贸易大学硕士学位论文新三板中小企业定向增发融资研究目录1绪论．11．1研究背景及意义11．1．1研究

7、背景．11．1．2研究意义11．2定向增发理论基础21．2．1定向增发融资的理论基础21．2．2定向增发风险理论基础31．2．3定向增发财务分析理论基础41．3定向增发国内外研究综述。41．3结构安排与研究方法61．3．1本文结构安排61．3．2本文研究方法．71．4本文的创新点与不足之处71．4．1本文的创新之处71．4．2本文的不足之处82新三板市场发展概况和融资方式分析～92．1新三板市场概述92．1．1新三板市场发展回顾92．1．2新三板市场发展现状。102．2新三板市场融资方式以及特征．132．2．1中小企业私募债。142．2．

8、2股票质押一152．2．3定向增发．．163案例介绍193．1金天地公司基本情况一193．1．1公司历史沿革．193．1．2公司股本结构图．193．1．3公司主要产品．193．2公司业务流程和