公益类科研机构绩效评价测度体系研究

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1、公益类科研机构绩效评价测度体系研究　　　　一、测度体系分类公益类科研机构绩效评价的测度体系是对公益类科研机构绩效的定量或定性描述。郝瑟和凯特兹（Hauser,J.andKatz.Metrics,1998）在综合有关在修正后的Griliches-Jaffe知识生产函数模型中，新经济知识（neicknop;MaryannP.Feldman.HandbookofUrbanandRegionalEconomics.Vol4p3），K和L分别表示研发经费和科技人力资源的投入，α，β分别为研发资本投入和科技人力资源投入的产出弹性，ε为误差项。从本质上看，公益

2、类科研机构是将科技人力资源和研究开发资本等资源投入，通过研发过程的知识溢出使之转化成为论文、专著、专利、成果以及改进的产品和工艺、服务等产出的知识生产系统，因而可以用知识生产函数来评价其绩效：LnQ＝lnA＋αlnK＋βLnL＋ε　　（3）绩效评价就是要对同类科研机构进行优劣比较，而比较的前提是较为科学合理的分类。基于研究开发资本投入对研究机构产出贡献的分类，可将同类科研机构看作是同质的，通过计算该类机构在一定时间段内的α和A，可得到第J类研究所的理论平均产出水平：表4　各研究所1993—2002年绩效水平所属类型单位代码199319941995

3、1996199719981999200020012002DM0012.181.351.261.351.301.171.161.071.161.280356006660DM0045.064.004.874.463.993.412.072.252.262.041965288553研发资本DM0200.380.420.480.570.480.420.490.470.550.54低依赖型6650656903DM0680.390.370.200.370.490.480.530.510.360.416030316257DM0711.911.671.952.1

4、01.631.621.572.122.042.413504199762DM1020.450.480.560.570.520.480.440.470.540.593925776398DM1310.370.300.340.320.350.420.290.360.380.405435184048DM0021.301.551.511.401.431.351.441.421.431.035749235523DM0080.500.430.560.550.380.370.440.340.480.580345781074DM0091.361.091.381.57

5、1.241.071.421.481.741.801765749791DM0140.460.470.440.560.520.460.480.510.460.625659651306DM0161.031.241.352.071.671.021.601.131.281.013519626093研发资本DM0210.530.610.620.680.510.490.450.600.700.87中依赖型2971829464DM0240.960.690.850.820.800.900.741.031.130.714448988925DM0250.680.360

6、.430.360.430.500.420.630.500.546200648147DM0880.911.211.040.790.430.590.570.710.710.860532868823DM1060.620.560.520.490.450.520.470.690.850.614387771847DM1071.081.070.920.770.991.060.640.561.020.976576343381DM1291.170.900.750.951.090.910.830.950.760.891811965005研发资本DM0070.871.

7、551.541.311.221.010.581.710.590.73高依赖型3458931167DM0231.040.910.780.790.950.800.910.820.740.683279350267DM0690.750.820.910.710.590.630.911.031.132.067643339033DM0851.070.830.870.750.920.710.701.351.681.365653076841大科学装DM0060.810.820.861.001.291.260.690.930.761.03置类型6337601191D

8、M1360.660.740.851.081.221.151.231.280.990.9920656849951999年以后各研究所绩效水