世界经济论坛-激励负责任和安全的创新投资者的原则和指导（英文）-2019.7.pdf

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1、CentreforCybersecurityIncentivizingresponsibleandsecureinnovationPrinciplesandguidanceforinvestorsJuly2019WorldEconomicForum91-93routedelaCapiteCH-1223Cologny/GenevaSwitzerlandTel.:+41(0)228691212Fax:+41(0)227862744Email:contact@weforum.orgwww.weforum.org©2018Wor

2、ldEconomicForum.Allrightsreserved.Nopartofthispublicationmaybereproducedortransmittedinanyformorbyanymeans,includingphotocopyingandrecording,orbyanyinformationstorageandretrievalsystem.REF658571IncentivizingSecureandResponsibleInnovationContentsPreface3Foreword41

3、.Introduction71.1Theroleoftheinvestor81.2Enablinginvestorstoaddresscybersecurityininnovation91.3Reportstructure102.CybersecurityDueCarePrinciplesandQuestionsforInvestors112.1Cybersecurityduecareprinciplesandguidingquestions112.2Incorporatingduecareprinciplesinthe

4、investmentjourney153.CybersecurityDueDiligenceFramework173.1Innovationsecurityassessmentcategories193.2Assessmentprocessandtools203.3Assessmentdimensions213.4Cyberincidentplanandhistory214.Conclusion23Appendix1:CybersecurityDueCarePrinciplesataGlance25Appendix2:M

5、atrixofOrganizationalandProductSecurity26Appendix3:LegalReferences27Contributors29Endnotes31PrinciplesandGuidanceforInvestors2PrefaceThegovernanceofcyberriskisakeychallengeforleadersinallsectorsandindustries.Companies,governments,academicsandcivilsocietymustfocus

6、ondevelopingmechanismstomeetormitigatethesenewrisks,individuallyandinglobalcollaboration,todefendoursharednetworks,institutionsandinnovationitself.TheWorldEconomicForum’sworkonimprovingglobalcybersecuritygovernanceisledbytheCentreforCybersecurity.Governance,inthi

7、scontext,referstohigh-levelsolutionsandrecommendationsthatimpactlaw,norms,marketsandtechnologyarchitecture1inordertosupportandfostersecurity,resilience,integrityandtrust.Markets,includinginsuranceandinvestment,areanimportantgovernancemechanismassocietygrowsincrea

8、singlydependentondigitaltechnologies.SoftwareandtechnologyAloisZwinggicompanieshaveavitalroleinsecuringtheglobalcyberMemberoftheManagingBoarddomain.Digitalnetw