风险管理流程.ppt

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1、1TheRiskManagementProcessPreparedBy:RusulM.KanonaSupervisedBy:Dr.Lo’aiA.TawalbehArabAcademyforBanking&FinancialSciences(AABFS)Fall20072WhatistheRiskManagementprocess?TheRiskManagementProcessconsistsofaseriesofstepsthat,whenundertakeninsequence,enablecontinualimp

2、rovementindecision-making.3StepsoftheRiskManagementProcess?Step1.Communicateandconsult.Step2.Establishthecontext.Step3.Identifytherisks.Step4.Analyzetherisks.Step5.Evaluatetherisks.Step6.Treattherisks.Step7.Monitorandreview.45Step1.Communicateandconsult-Communic

3、ationandconsultationaimstoidentifywhoshouldbeinvolvedinassessmentofrisk(includingidentification,analysisandevaluation)anditshouldengagethosewhowillbeinvolvedinthetreatment,monitoringandreviewofrisk.6-Assuch,communicationandconsultationwillbereflectedineachstepof

4、theprocessdescribedhere.-Asaninitialstep,therearetwomainaspectsthatshouldbeidentifiedinordertoestablishtherequirementsfortheremainderoftheprocess.-Thesearecommunicationandconsultationaimedat:A-ElicitingriskinformationB-Managingstakeholderperceptionsformanagement

5、ofrisk.7A-Elicitingriskinformation-Communicationandconsultationmayoccurwithintheorganizationorbetweentheorganizationanditsstakeholders.-Itisveryrarethatonlyonepersonwillholdalltheinformationneededtoidentifytheriskstoabusinessoreventoanactivityorproject.-Ittheref

6、oreimportanttoidentifytherangeofstakeholderswhowillassistinmakingthisinformationcomplete.8B-Managingstakeholderperceptionsformanagementofrisk9Tipsforeffectivecommunicationandconsultation•Determineattheoutsetwhetheracommunicationstrategyand/orplanisrequired•Deter

7、minethebestmethodormediaforcommunicationandconsultation•Thesignificanceorcomplexityoftheissueoractivityinquestioncanbeusedasaguideastohowmuchcommunicationandconsultationisrequired:themorecomplexandsignificanttotheorganization,themoredetailedandcomprehensivethere

8、quirement.10Step2.Establishthecontextprovidesafive-stepprocesstoassistwithestablishingthecontextwithinwhichriskwillbeidentified.1-Establishtheinternalcontext2-Establi