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1、THECOMPANIESACTS1963TO2009APUBLICCOMPANYLIMITEDBYSHARESAnUmbrellaFundIncorporatedasanInvestmentCompanywithVariableCapitalandsegregatedliabilitybetweensub-fundsMEMORANDUMOFASSOCIATION-of-NEUBERGERBERMANINVESTMENTFUNDSPUBLICLIMITEDCOMPANYAdoptedSpecialR
2、esolutiondated7May2012ThenameoftheCompanyis“NEUBERGERBERMANINVESTMENTFUNDSPUBLICLIMITEDCOMPANY”.TheCompanyisapubliclimitedcompanybeinganinvestmentcompanywithvariablecapitalandsegregatedliabilitybetweensub-fundsandhavingasitssoleobjectthecollectiveinve
3、stmentofitsfundsintransferablesecuritiesandotherliquidfinancialassetsofcapitalraisedfromthepublicoperatingontheprincipleofrisk-spreadinginaccordancewiththeEuropeanCommunities(UndertakingsforCollectiveInvestmentinTransferableSecurities)Regulations2003(
4、S.I.No.211of2003)(asmaybeamendedorsupplementedfromtimetotime).ThepowersoftheCompanytoattainthesaidobjectare:Tocarryonbusinessasaninvestmentcompanyandforthatpurposetoacquire,disposeof,investinandholdbywayofinvestment,eitherinthenameoftheCompanyorinthat
5、ofanynominee,anyshares,stocks,warrants,units,participationcertificates,debentures,debenturestock,bonds,obligations,collateralizedobligations,loans,loanstock,notes,loannotes,promissorynotes,structurednotes,structuredbonds,structureddebentures,commercia
6、lpaper,certificatesofdeposit,billsofexchange,tradebills,treasurybills,futurescontracts,swapcontracts,contractsfordifferences,commoditiesofeverydescription(includingpreciousmetalsandoil),variableorfloatingratesecurities,securitiesinrespectofwhichtheret
7、urnand/orredemptionamountiscalculatedbyreferencetoanyindex,priceorrate,optionscontracts,forwardrateagreements,policiesofassuranceandinsurance,currencies,moneymarketinstrumentsandfinancialinstrumentsandsecuritiesofwhatsoevernaturecreated,issuedorguaran
8、teedbyanycompanywhereverincorporatedorcarryingonbusinessorbyanypartnership,trust,unittrust,mutualfundorothercollectiveinvestmentschemeofwhatsoevernaturewhereverformedorregisteredorcarryingonbusinessorissuedorguaranteedbyanygovernment,governmen