COUNCIL OFTHE EUROPEAN UNION欧盟理事会

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1、COUNCILOFBrussels,13March2014THEEUROPEANUNION(OR.en)7701/14ADD4InterinstitutionalFile:2014/0059(COD)WTO101COMER87RELEX228UD83CODEC782COVERNOTEFrom:Secretary-GeneraloftheEuropeanCommission,signedbyMrJordiAYETPUIGARNAU,Directordateofreceipt:6March2014To:MrUweCORSEPIUS,Secretar

2、y-GeneraloftheCounciloftheEuropeanUnionNo.Ciondoc.:SWD(2014)53final-PART2/7Subject:COMMISSIONSTAFFWORKINGDOCUMENTIMPACTASSESSMENTPART2(AnnexIandIItotheImpactAssessment)AccompanyingthedocumentProposalforaRegulationoftheEuropeanParliamentandoftheCouncilsettingupaUnionsystemfor

3、supplychainduediligenceself-certificationofresponsibleimportersoftin,tantalumandtungsten,theirores,andgoldoriginatinginconflict-affectedandhigh-riskareasDelegationswillfindattacheddocumentSWD(2014)53final-PART2/7.Encl.:SWD(2014)53final-PART2/77701/14ADD4ACZ/syDGC1ENEUROPEANC

4、OMMISSIONBrussels,5.3.2014SWD(2014)53finalPART2/7COMMISSIONSTAFFWORKINGDOCUMENTIMPACTASSESSMENTPART2(AnnexIandIItotheImpactAssessment)AccompanyingthedocumentProposalforaRegulationoftheEuropeanParliamentandoftheCouncilsettingupaUnionsystemforsupplychainduediligenceself-certif

5、icationofresponsibleimportersoftin,tantalumandtungsten,theirores,andgoldoriginatinginconflict-affectedandhigh-riskareas{COM(2014)111final}{SWD(2014)52final}ENENANNEXI1.EUinitiativesontransparencyandnaturalresources.............................................32.Overviewofsup

6、porttoduediligenceinitiatives,includingbyEUMemberStates.................................................................................................................43.OECDDueDiligenceGuidanceforresponsiblesupplychainsofmineralsfromconflict-affectedandhigh-riskareas......

7、................................................104.Otherjurisdictions–ICGLRRegionalCertificationMechanism.........................105.Otherjurisdictions–USDodd-FrankWallStreetReformandConsumerProtectionActSection1502..........................................................

8、..................116.EuropeanCommissiondeskanalysis:supplychainduediligenc