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1、华中科技大学博士学位论文我国企业非市场行为的规范和治理研究姓名:高海涛申请学位级别:博士专业:企业管理指导教师:田志龙20060428基于实证研究的结果,我们分析了我国企业不规范的非市场行为的治理问题。由于企业的非市场桥梁活动是一种规范的活动,而非市场缓冲活动是规范的和不规范的交织在一起。所以,我们首先对企业的非市场缓冲活动进行了分类,然后探讨了我国企业大量的非市场缓冲活动产生的原因,以及不规范的非市场缓冲活动给社会所带来的负面效应。最后,我们分析了对我国企业非市场行为的治理措施。关键词:非市场行为;游说;官员下海;商人参政;伦理;桥梁;缓冲;II
2、AbstractNonmarketfactors,suchasgovernmentpolicies,lawsandregulations,socialpublicissuesandsoon,haveremarkableinfluenceonthebusiness.Inthecountrieswithmoredevelopedmarketeconomy,Asaresult,governmentpoliciesandregulationsarealwaysresultsofpowerstrugglingandinterestsbalancingamon
3、gallkindsofinterestgroups.Astherearelackofessentialnormandinstitutionalrestriction,thenonstandardnon-marketactionoftheenterpriseshavecausedalargeamountofcorruption.Consequently,thisthesisfocusesonthenormandgovernanceofnon-marketbehavioroftheenterprisesinourcountry.Aslobbyingis
4、theprimarycharacteristicofthecorporatepoliticalstrategy,westudythebehaviorsofenterprisesthatinfluencegovernmentdecisionandresourceallocationfromthepointoflobbying.Onthebasisofliteratureresearch,webuildaframeworkofanalysisthecorporatelobbying,andthenanalysesthecommonmethodsandt
5、hehiddenrulesoflobbyingbythedepthinterviewwithtopmanagers.Aimedattheethicalissuesfoundinthedepthinterview,westudythecriterionofcorporatelobbyingandbringforwardfeasiblestepsofstandardizingcorporatelobbying.Therearetwoparticularkindsoflobbyingtactics,whichareverypopularinthenewc
6、entury.Ontheonehand,manygovernmentofficialsgointobusiness;ontheotherhand,moreandmoreprivateentrepreneursparticipateinpolitics.Wedescribethestateoftwophenomena,andanalyzeethicalissuesbehindthetwophenomenaandthedefectsoftheexistingcriterion.Inordertodefineareasonablescopeforthet
7、wophenomena,weproposeaframeworkofethicalanalysisofcorporatepoliticalaction.Andthenanalyzestheethicofgovernmentofficialsgoingintobusinessandbusinessmenparticipatinginpoliticsonthisbasis.Finally,weputforwardcorrespondingpolicysuggestionsforstandardizinggovernmentofficialsgoingin
8、tobusinessandbusinessmenparticipatinginpoliticsofChineseenter