基于金融效率的金融监管研究

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1、武汉理工大学博士学位论文基于金融效率的金融监管研究姓名：丁玲华申请学位级别：博士专业：产业经济学指导教师：王仁祥20080401体制以及欧盟国家的合作型金融监管体制进行了比较，并分析了发达国家金融监管体制的演进趋势。(6)归纳总结了我国金融监管的历史演变，对我国金融监管的现状进行了描述，然后从市场准入监管、业务范围监管、利率管制和外汇管制四个方面分析了我国金融监管对金融效率的影响，并以证券市场为例对我国金融市场监管效率进行了实证分析，阐述了我国金融监管偏离金融效率目标的原因，结合我国金融监管的现状，提出了加强金融金融监管，提高金融效率的政策建议。关键词：金融监管，金融效率，

2、博弈论，控制论IIAbstractGenerallyspeaking，themainobjectiveoffinancialregulationistoguardagainstfinancialcrisis，maintainfinancialstabilityandprotecttheinterestsofdepositorSandInvestors·However,thisobjectiveoffinancialregulationinevitablyleadstothecontradictionbetweenfinancialstabilityandfinanciale

3、fficiency,andtheoutcomeisthatexcessivecontrol“suppresses"theoperationalefficiencyofthefinancialsvstenl．thencausesthelossofsocialwelfareandthefailureoffinancialregulation．Therefore．thegoaloffinancialregulationisnotthefinancialstability,butthefin锄cialefficiencvonthebasisoffinancialstability,

4、whichwillleadthesocialwelfaremaxiTnjzationofmefinancialsystem．Fromthepointofviewoffinancialefficiency,thearticleattemptstorevealhowthefinancialregulationplaysaroletothefinancialefficiency,andhowfin锄cialregulationmapactsonimprovingthefinancialefficiencybyusingfollowmethodology：gametheory,sy

5、stemtheory,cybemetics，andSOon．Iteffectivelyintegratesthetheoryoffinancialregulationandefficiency．Inaddition,combinswiththeactualityofChina·sfinancialregulation，thearticleprovidesnewpathtoimprovefinanciale伍ciencvbvstrengtheningfinancialregulation．Detailsareasfollows：(1)Generalizesthetheoryo

6、ffinancialregulationandgivesareviewonthedevelopmentofthetheoryoffinancialefficiencyandSumsupthehistoricalev01utionofthefinancialregulatoryobjective．(2)Analyzestheimpactoffinancialregulatononfinancialefficiencyfromtheconnotationoffinancialregulation，financialefficiencyandfinancialregulatory

7、efficiency．Byusingcost—benefitmethod，itisfoundthatfinancialregulationistlleprocessofParetodynamicoptimizationtofindthebestefficiencypointofregulation．(3)Sumsupthebasicprinciplesofgametheory,analyzestheapplicationofgametheoryinfinancialregulationanddiscussesthe