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1、华中科技大学博士学位论文全球价值链下中国汽车企业的组织行为与升级路径研究姓名：周煜申请学位级别：博士专业：技术经济及管理指导教师：聂鸣20080428华中科技大学博士学位论文（3）中国汽车产业不同发展模式下汽车企业之间的市场竞争实质上是R＆D投资和创新绩效水平之间的竞争。增加R＆D投资和提升创新绩效是两类企业的占优战略，自主创新企业需要重视通过提升创新绩效来实现增加市场份额与利润的目标。（4）中国汽车产业不同发展模式下汽车企业的升级路径具有明显的差异。在合资模式下，合资企业主要停留在工艺流程和产品升级，其进一步升级受到跨国汽车公司的壁垒和限制；在自主创新模式下，自主创新企业通过构建全
2、球价值链，直接实现链条升级，其升级壁垒来自市场对自主品牌的认知以及价值链的价值量提升。关键词：汽车企业全球价值链自主创新模式合资模式组织行为产业升级路径演化升级路径II华中科技大学博士学位论文AbstractSince80'sin20centuries,alongwiththeglobalizationofproductionandtrade,theautomobileindustryindevelopingcountriesobtainsunprecedenteddevelopmentopportunitybyintegratingintothesystemofglobalvalu
3、echains.Underthiskindofbackground,theorganizationbehavioroftheChina’sautomobileenterpriseschangedobviously.Someadoptedthemodelofjointventure,othersadoptedthemodelofindependentinnovation.Theautomobileenterprisesunderdifferentdevelopmentmodelsrivaloneanotherforthemarket,thedevelopmentpathandcompe
4、titionbehaviorofautomobileenterprisesusuallydeterminethecompetitiveadvantageoftheautomobileindustryindistrict.However,Underthedifferencebetweenthechoiceofdevelopmentmodels，theupgradingpathofautomobileenterprisesappearsaobviousdifference.Therefore,onthebackgroundofglobalvaluechains,exploringthep
5、roblemswhichconcernthedevelopmentmodels,thedevelopmentpaths,thecompetitivebehaviorsofChina’sautomobileenterprisesandtheupgradingpathsofautomobileenterprisesunderdifferentmodelshaveimportantmeaningforresearchingthedevelopmentofautomobileindustryinChina.Firstofall,inthefoundationofthedomesticandi
6、nternationalstudiesresearch,thispapersystemicallyreviewstheindustrialupgrading,thetheoryofglobalvaluechains,theresearchofglobalvaluechainsinautomobileindustry.Then,thepaperanalyzesanddiscoversthedevelopmenttrendofautomobileindustryintheworld,theformationandevolvementofglobalautomobilevaluechain
7、s,theformationprocessandthedevelopmentcharacteristicsofautomobileindustrialdistricts.Onthisfoundation,thepaperexploresthetwokindsofdevelopmentmodelsbymakinguseofglobalvaluechainstheory,analyzestheevolvementofdevelopmentpathofstate
