外商直接投资对中国工业行业环境效率的影响——基于dea方法的实证研究

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1、detailreviewofthedomesticandforeignliteramresonthestudiesaboutFDIandenvironmentandaboutDEAmethods．Inthesecondchapter,weintroducethetheoreticalbasisofenvironmentalimpactsexertedbytheFDI，includingvarioushypothesesaboutFDI’Simpactsonthehostcountry’Senvironment，thetheoriesandmethodsofefficiencyevaluatio

2、n、析t11DEAmodel．Thethirdchapterisabouttheestimationofenvironmentalefficiencyindexes．ThroughanalyzingthegeneralandsectorlevelpollutionsituationofChineseindustry,weuseDEAmethodstocompmetheenvironmentefficiencyindexesforeachsectorsofChineseindustryfrom2001to2009basedontheanalysisoftheindustrialS02emissi

3、on．Inthefourthchapter,weconstructasingleequationregressionmodelonthebasisofthepaneldatacovered36sectorsofChineseindustrialdepartmentaftertheanalysisofthepresentFDIinflowsanditseffectfactorsinChineseindustry．Thenweusetheleast—squaremethodtoinvestigatetherelationshipbetweenthescaleofFDIandenvironmenta

4、lefficiency,andexaminetheexistenceofEKC，PHHandFEH，accordingly,concludesomepolicyimplications．Furthermoreinthefifthchapter,weconstructasimultaneoussystemSOastocapturethechannelsthroughwhichFDIaffecttheenvironmentalefficiencyandexaminetheexistenceofHypothesisofPorter．Finally,thesixthchapterprovidesthe

5、relatedandpracticalpolicysuggestionsaftertheconclusionofthewholepaper．Keywords：ForeignDirectInvestment；EnvironmentalEfficiencyIndex；DataEnvelopmentAnalysis；SimultaneousSystem；ChineseIndustry目录第一章导论⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯11．1研究背景及意义⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯．．11．2国内外研究现状及评述⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯．．21．2．1外商直

6、接投资对东道国环境的影响效应研究现状⋯⋯⋯⋯⋯⋯⋯．21．2．2DEA方法的发展及应用现状⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯71．2．3简要评述⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯．91．3本文的研究内容及研究思路⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯101．4本文可能的创新点⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯11第二章外商直接投资影响环境的理论基础⋯⋯⋯⋯⋯⋯⋯⋯⋯。132．1FDI影响东道国环境的各种理论假说⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯132．1．1环境库兹涅茨曲线假说⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯132．1．2FDI的环境综合效应⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯

7、⋯⋯142．1．3环境管制与污染产业转移⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯152．2环境效率评价的模型与方法⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯172．2．1DEA方法概述⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯．172．2．2DEA方法应用于环境效率评价⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯．19第三章中国各工业行业部门环境效率指数测算：以工业s02排放为1列⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯