关于基金行业发展环境的思考

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1、上海交通大学上海高级金融学院EMBA毕业论文关于基金行业发展环境的思考内部发展环境因素之间的关系，从环境因素对行业发展的影响分析入手，有针对性地提出在营造适合基金行业发展的外部环境，督促基金行业自身完善内部环境建设方面应当采取的措施，以及相关的政策建议。“十二五”期间，我国国民经济和资本市场将面临转型的重大挑战，基金行业也要肩负起自身的历史使命。基金行业应当怎样转型才能既得到发展，又对国民经济和资本市场产生积极的影响，形成良性的互动？本文也将试图解答这一问题，并希望能够对相关法规、政策的制订产生积极的影响。关键词：基金行业瓶颈外部环境内部环境发展上海交通大学上海高级金融学院EMBA毕业

2、论文关于基金行业发展环境的思考TheEssentialDevelopmentCircumstancesOftheFundsIndustryABSTRACTInsharpcontrastwiththeextraordinarilyrapiddevelopmentinthepreviousphase,thedevelopmentoffundbusinessisconfrontedwithcertainconstraintsinrecentyears.Thereasonsforsuchconstraintsmainlyincludetheaggravationofindustrialcomp

3、etition,theintensiveexposureofthecumulativeproblemsresultedfromtherapiddevelopmentattheearlystageoffundsindustry,theneedofimprovinginnovationabilityofthewholefundsindustryandtheinsufficiencyofprofessionalsofthefundsindustry.Inviewsoftheaboveproblems,CSRCclarifiesthat,‘therelationshipsbetweenthei

4、nterestoftheunitholdersandtheinterestofotherinvolvedparties’,‘theshort-termbenefitandthelong-termdevelopment’,‘theactiveinnovationandthestableoperation’,‘themarketizationreformandthestrengtheningofregulation’mustbedulyresolvedsoastorealizethesteadydevelopmentoffundsindustry.Tobetterdealwithsuchr

5、elationships,theoutercircumstancenecessaryforthedevelopmentofthefundsindustryandtheinnercircumstancenecessaryforthegrowthofthefundsindustryarehighlyinvolved.Economy,lawsandregulationareconsideredasthecriticalouterfactorsinfluencingthedevelopmentofthefundsindustry,whilegovernance,operation,talent

6、sconstitutesthematerialinnerfactorsforthegrowthoffundsindustry.Outerfactorsactasthesurvivalbasisoffundsindustrywhileinnerfactorsempowertheinnovationanddevelopmentoffundsindustry.Outerfactorsandinnerfactors,withinteractiveeffects,上海交通大学上海高级金融学院EMBA毕业论文关于基金行业发展环境的思考togetherdeterminetheprospectofth

7、efundsindustry.Tobreakthroughthecurrentconstraintsmetwiththefundsindustry,bothouterfactorsandinnerfactorsshouldbeconsideredasawholeandutilizedwithadynamicintegrationsoastocapturetheopportunityandstabilizethebasisofdevelopmen