香港与内地银行业监管的比较分析

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1、shouldbeexpandedwithfinancialinnovation.Inthisperiod,inlandgovernmentcanbenefittheexperienceofHK：mixedoperationandsegregatedsupervision;Thirdly,itisnecessarytoperfectthemechanismofpreventingtheriskofinlandcommercialbanksthoroughly,suchastoperfecttheregulationonbankingoperationprocess,includ

2、ingreinforcingtheregulationofcapitaladequacy,strengtheningtheregulationonasset-debtofbank,enhancingtheregulationfortheliquidityofassets,andperfectingtheregulationfortheextractionofreserveforbaddebts.Asaconclusion,thesixthsectionsummarizestheprocessofargumentandthebasicpointsofview.Keywords:

3、Banking,Supervision,MarketEntrance,ManagementClassification,RiskPrevention2目录引言..........................................................................................................1一、银行业监管之概述...............................................................................3（一）银行业监管的理论分析..

4、..............................................................31、法学视野中的银行业监管..............................................................32、经济学视野中的银行业监管..........................................................4（二）基础问题的阐释.....................................................................

5、......51、银行业监管的涵义.........................................................................52、银行业监管的目标与原则..............................................................63、银行业监管的要素.........................................................................7二、香港与内地银行业监管总体比较........................

6、...............................10（一）香港与内地银行业监管之纵向比较...........................................101、严格的监管阶段...........................................................................102、放松银行业监管的阶段................................................................113、以银行业风险为监管对象的再监管阶段............

7、..........................114、激励性监管阶段...........................................................................13（二）香港与内地银行业监管之横向比较...........................................131、监管重心.......................................................................