证券公司违规委托理财风险形成与审计监督研究

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1、>MMCDUSERID:PW0002PASSWORD:BJ-YDSCHOL2010-09-1604:54:03THPW00020130/000D/0003MODIFY-SUBSCR:DN=K'88881031,FDC=FDCI&K'88881000.***ERROR:UNRECOGNIZEDCOMMAND>,***ERROR:UNRECOGNIZEDCOMMAND>

2、DIFY-SUBSCR:DN=K'88881031,FDC=FDCI&K'88881000.SEQ=0060.2010-09-16COM=4294JOBSUBMITTEDRESULTFOLLOWS>$BJ-YDSCHOL2010-09-1605:02:28THPW00020130/000D/0003SEQ=0060+2010-09-1604263ASKTROCHKSTHAB01HSRRIF32SWA-SUBSECRM/PORTMODIFY-SUBSCRSUCCESSFULRESULTPART0001+----------------------------------------------

3、---------------------------PREVIOUSSTATUS:ENPHYS(LOG)&TNDNA/IMSNGDN---------------------------------------------------------------H'0(H'9A80)&561088881031I~~~~~DEFAULTBS:TPHONY31BSAUTH:SPEECHDIGITALAUDIO31TPHONY31TLFAXGP4TLFAXGP2TPHONY7BCAUTH:DIGITALSPEECHAUDIO31PMBSBAUDIO7SERVICES:NONBASICSERVICED

4、EPENDENT:SUBGRP:1PSWCAT:1RECALL:CCBSALLNBRIDFCG:CGLIRTCONLIPNBRIDFCD:CGLIPCONLIRTSUBADDRDATALINK:PTMPNONPERMSUBCTRL:ABSGDCFWDUUUS:UUS1COL:NORMSUBMISC:TMLPORBASICSERVICEDEPENDENT:OCB:ALLSERVPERMLOCALMAXCFWD:ALLSERVCFWDU5~~~~~~~~ABSVMS5BLNGLEV:ALLSERV1NOIMMBILTCHNSEL:ALLSERVCHNINDNANOTIFY:ALLSERVICBR

5、EPORTFOLLOWS04263BJ-YDSCHOL2010-09-1605:02:31THPW00020130/000D/0003SEQ=0060.2010-09-1604263ASKTROCHKSTHAB01HSRRIF32SWA-SUBSECRM/PORTMODIFY-SUBSCRSUCCESSFULFINALRESULT0002--------------------------------------------------------------------------ACTUALSTATUS:ENPHYS(LOG)&TNDNA/IMSNGDN-----------------

6、----------------------------------------------H'0(H'9A80)&561088881031I~~~~~DEFAULTBS:TPHONY31BSAUTH:SPEECHDIGITALAUDIO31TPHONY31TLFAXGP4TLFAXGP2TPHONY7BCAUTH:DIGITALSPEECHAUDIO31PMBSBAUDIO7SERVICES:NONBASICSERVICEDEPENDENT:SUBGRP:1PSWCAT:1RECALL:CCBSALLNBRIDFCG:CGLIRTCONLIPNBRIDFCD:CGLIPCONLIRTSUB

7、ADDRDATALINK:PTMPNONPERMSUBCTRL:ABSGDCFWDUUUS:UUS1COL:NORMSUBMISC:TMLPORSPEECH:FDC:FDCI88881000BASICSERVICEDEPENDENT:OCB:ALLSERVPERMLOCALMAXCFWD:ALLSERVCFWDU5~~~~~~~~ABSVMS5BLNGLEV:ALLSERV1NOIMMBILTCHNSEL:A