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ID:39578751
大小:346.44 KB
页数:12页
时间:2019-07-06
《LBMA Responsible Gold Guidance》由会员上传分享,免费在线阅读,更多相关内容在学术论文-天天文库。
1、LBMAResponsibleGoldGuidanceVersion518/01/2013IntroductionLBMAhassetupaResponsibleGoldGuidanceforGoodDeliveryRefinersinordertocombatsystematicorwidespreadabusesofhumanrights,toavoidcontributingtoconflict,tocomplywithhighstandardsofanti-moneylaunderingandcomb
2、atingterroristfinancingpractice.ThisGuidanceformalisesandconsolidatesexistinghighstandardsofduediligenceamongstallLBMAGoodDeliveryRefiners.ThisGuidancefollowsthefivestepsframeworkforrisk-basedduediligenceoftheOECDDueDiligenceGuidanceforResponsibleSupplyChai
3、nsofMineralsfromConflict-AffectedandHigh-RiskAreasadoptedon15December2010andfollowstherequirementsdetailedintheOECDGoldSupplementadoptedon17July2012.ScopeAllRefinersproducingLBMAgooddeliverygoldbars(“Refiners”)mustcomplywiththisLBMAResponsibleGoldGuidancein
4、ordertoremainontheLBMAGoodDeliveryList.AnyRefinerapplyingtobeaLBMAGoodDeliveryaccreditedGoldRefinerafter1January2012,mustimplementtheLBMAResponsibleGoldGuidanceandpassanauditpriortobecomingamemberoftheGoodDeliveryList.DefinitionAML-CFT:Anti-moneylaundering–
5、combatingthefinancingofterrorism.Contributiontoconflict:Contributiontoarmedaggressionbetweentwoormorepartieswhichleadstohumanrightsabuses.Thepartiesintheconflictmayincludegovernment,militia,organisedcriminalsorterroristgroups.Goldorigin:TheoriginofMinedGold
6、iswherethemineislocated.TheoriginofrecyclablegoldisconsideredtobethepointinthegoldsupplychainwherethegoldisdeliveredtotheRefiner.Gold-supplyingcounterparty:Agoldsupplierthatisdirectlyengagedwithagoldrefinery.GrandfatheredStocks:Goldinvestmentproducts(ingots
7、,bars,coinsandgraininsealedcontainers)heldinbullionbankvaults,centralbankvaults,exchangesandrefineries,withaverifiabledatepriorto1January2012,whichwillnotrequireadeterminationoforigin.Thisincludesstocksheldbyathirdpartyonbehalfofthelistedentities.LBMA–Respo
8、nsibleGoldGuidancePage1v.518Jan20131RefertodefinitionoftheOECDDueDiligenceGuidanceforResponsibleSupplyChainsofMineralsfromConflict-AffectedandHigh-RiskAreas,SupplementonGoldHumanrights:Forthepurposeoft
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