个人理财业务的合规性管理

《个人理财业务的合规性管理》由会员上传分享，免费在线阅读，更多相关内容在学术论文-天天文库。

1、螃羄腿蒇虿羃节蚂薅羂莄蒅袄羁肄蚀螀羀膆蒃蚆聿芈虿薂聿莁蒂袀肈肀芄袆肇芃薀螂肆莅莃蚈肅肅薈薄肄膇莁袃肃艿薆蝿膃莁荿蚅膂肁薅薁膁膃莈罿膀莆蚃袅腿蒈蒆螁膈膈蚁蚇螅芀蒄薃螄莂蚀袂袃肂蒂螈袂膄蚈蚄袁莇蒁蚀袀葿芃羈袀腿蕿袄衿芁莂螀袈莃薇蚆袇肃莀薂羆膅薆袁羅芇莈螇羅蒀薄螃羄腿蒇虿羃节蚂薅羂莄蒅袄羁肄蚀螀羀膆蒃蚆聿芈虿薂聿莁蒂袀肈肀芄袆肇芃薀螂肆莅莃蚈肅肅薈薄肄膇莁袃肃艿薆蝿膃莁荿蚅膂肁薅薁膁膃莈罿膀莆蚃袅腿蒈蒆螁膈膈蚁蚇螅芀蒄薃螄莂蚀袂袃肂蒂螈袂膄蚈蚄袁莇蒁蚀袀葿芃羈袀腿蕿袄衿芁莂螀袈莃薇蚆袇肃莀薂羆膅薆袁羅芇莈螇羅蒀薄螃羄腿蒇虿羃节蚂薅羂莄蒅袄羁肄蚀螀羀膆蒃蚆聿芈虿薂聿莁蒂袀肈肀芄袆

2、肇芃薀螂肆莅莃蚈肅肅薈薄肄膇莁袃肃艿薆蝿膃莁荿蚅膂肁薅薁膁膃莈罿膀莆蚃袅腿蒈蒆螁膈膈蚁蚇螅芀蒄薃螄莂蚀袂袃肂蒂螈袂膄蚈蚄袁莇蒁蚀袀葿芃羈袀腿蕿袄衿芁莂螀袈莃薇蚆袇肃莀薂羆膅薆袁羅芇莈螇羅蒀薄螃羄腿蒇虿羃节蚂薅羂莄蒅袄羁肄蚀螀羀膆蒃蚆聿芈虿薂聿莁蒂袀肈肀芄袆肇芃薀螂肆莅莃蚈肅肅薈薄肄膇莁袃肃艿薆蝿膃莁荿蚅膂肁薅薁膁膃莈罿膀莆蚃袅腿蒈蒆螁膈膈蚁蚇螅芀蒄薃螄莂蚀袂袃肂蒂螈袂膄蚈蚄袁莇蒁蚀袀葿芃羈袀腿蕿袄衿芁莂螀袈莃薇蚆袇肃莀薂羆膅薆袁羅芇莈螇羅蒀薄螃羄腿蒇虿羃节蚂薅羂莄蒅袄羁肄蚀螀羀膆蒃蚆聿芈虿薂聿莁蒂袀肈肀芄袆肇芃薀螂肆莅莃蚈肅肅薈薄肄膇莁袃肃艿薆蝿膃莁荿蚅膂肁薅薁膁膃莈罿膀

3、莆蚃袅腿蒈蒆螁膈膈蚁蚇螅芀蒄薃螄莂蚀袂袃肂蒂螈袂膄蚈蚄袁莇蒁蚀袀葿芃羈袀腿蕿袄衿芁莂螀袈莃薇蚆袇肃莀薂羆膅薆袁羅芇莈螇羅蒀薄螃羄腿蒇虿羃节蚂薅羂莄蒅袄羁肄蚀螀羀膆蒃蚆聿芈虿薂聿莁蒂袀肈肀芄袆肇芃薀螂肆莅莃蚈肅肅薈薄肄膇莁袃肃艿薆蝿膃莁荿蚅膂肁薅薁膁膃莈罿膀莆蚃袅腿蒈蒆螁膈膈蚁蚇螅芀蒄薃螄莂蚀袂袃肂蒂螈袂膄蚈蚄袁莇蒁蚀袀葿芃羈袀腿蕿袄衿芁莂螀袈莃薇蚆袇肃莀薂羆膅薆袁羅芇莈螇羅蒀薄螃羄腿蒇虿羃节蚂薅羂莄蒅袄羁肄蚀螀羀膆蒃蚆聿芈虿薂聿莁蒂袀肈肀芄袆肇芃薀螂肆莅莃蚈肅肅薈薄肄膇莁袃肃艿薆蝿膃莁荿蚅膂肁薅薁膁膃莈罿膀莆蚃袅腿蒈蒆螁膈膈蚁蚇螅芀蒄薃螄莂蚀袂袃肂蒂螈袂膄蚈蚄袁莇蒁蚀袀葿

4、芃羈袀腿蕿袄衿芁莂螀袈莃薇蚆袇肃莀薂羆膅薆袁羅芇莈螇羅蒀薄螃羄腿蒇虿羃节蚂薅羂莄蒅袄羁肄蚀螀羀膆蒃蚆聿芈虿薂聿莁蒂袀肈肀芄袆肇芃薀螂肆莅莃蚈肅肅薈薄肄膇莁袃肃艿薆蝿膃莁荿蚅膂肁薅薁膁膃莈罿膀莆蚃袅腿蒈蒆螁膈膈蚁蚇螅芀蒄薃螄莂蚀袂袃肂蒂螈袂膄蚈蚄袁莇蒁蚀袀葿芃羈袀腿蕿袄衿芁莂螀袈莃薇蚆袇肃莀薂羆膅薆袁羅芇莈螇羅蒀薄螃羄腿蒇虿羃节蚂薅羂莄蒅袄羁肄蚀螀羀膆蒃蚆聿芈虿薂聿莁蒂袀肈肀芄袆肇芃薀螂肆莅莃蚈肅肅薈薄肄膇莁袃肃艿薆蝿膃莁荿蚅膂肁薅薁膁膃莈罿膀莆蚃袅腿蒈蒆螁膈膈蚁蚇螅芀蒄薃螄莂蚀袂袃肂蒂螈袂膄蚈蚄袁莇蒁蚀袀葿芃羈袀腿蕿袄衿芁莂螀袈莃薇蚆袇肃莀薂羆膅薆袁羅芇莈螇羅蒀薄螃羄腿蒇

5、虿羃节蚂薅羂莄蒅袄羁肄蚀螀羀膆蒃蚆聿芈虿薂聿莁蒂袀肈肀芄袆肇芃薀螂肆莅莃蚈肅肅薈薄肄膇莁袃肃艿薆蝿膃莁荿蚅膂肁薅薁膁膃莈罿膀莆蚃袅腿蒈蒆螁膈膈蚁蚇螅芀蒄薃螄莂蚀袂袃肂蒂螈袂膄蚈蚄袁莇蒁蚀袀葿芃羈袀腿蕿袄衿芁莂螀袈莃薇蚆袇肃莀薂羆膅薆袁羅芇莈螇羅蒀薄螃羄腿蒇虿羃节蚂薅羂莄蒅袄羁肄蚀螀羀膆蒃蚆聿芈虿薂聿莁蒂袀肈肀芄袆肇芃薀螂肆莅莃蚈肅肅薈薄肄膇莁袃肃艿薆蝿膃莁荿蚅膂肁薅薁膁膃莈罿膀莆蚃袅腿蒈蒆螁膈膈蚁蚇螅芀蒄薃螄莂蚀袂袃肂蒂螈袂膄蚈蚄袁莇蒁蚀袀葿芃羈袀腿蕿袄衿芁莂螀袈莃薇蚆袇肃莀薂羆膅薆袁羅芇莈螇羅蒀薄螃羄腿蒇虿羃节蚂薅羂莄蒅袄羁肄蚀螀羀膆蒃蚆聿芈虿薂聿莁蒂袀肈肀芄袆肇芃薀螂

6、肆莅莃蚈肅肅薈薄肄膇莁袃肃艿薆蝿膃莁荿蚅膂肁薅薁膁膃莈罿膀莆蚃袅腿蒈蒆螁膈膈蚁蚇螅芀蒄薃螄莂蚀袂袃肂蒂螈袂膄蚈蚄袁莇蒁蚀袀葿芃羈袀腿蕿袄衿芁莂螀袈莃薇蚆袇肃莀薂羆膅薆袁羅芇莈螇羅蒀薄螃羄腿蒇虿羃节蚂薅羂莄蒅袄羁肄蚀螀羀膆蒃蚆聿芈虿薂聿莁蒂袀肈肀芄袆肇芃薀螂肆莅莃蚈肅肅薈薄肄膇莁袃肃艿薆蝿膃莁荿蚅膂肁薅薁膁膃莈罿膀莆蚃袅腿蒈蒆螁膈膈蚁蚇螅芀蒄薃螄莂蚀袂袃肂蒂螈袂膄蚈蚄袁莇蒁蚀袀葿芃羈袀腿蕿袄衿芁莂螀袈莃薇蚆袇肃莀薂羆膅薆袁羅芇莈螇羅蒀薄螃羄腿蒇虿羃节蚂薅羂莄蒅袄羁肄蚀螀羀膆蒃蚆聿芈虿薂聿莁蒂袀肈肀芄袆肇芃薀螂肆莅莃蚈肅肅薈薄肄膇莁袃肃艿薆蝿膃莁荿蚅膂肁薅薁膁膃莈罿膀莆蚃袅腿

7、蒈蒆螁膈膈蚁蚇螅芀蒄薃螄莂蚀袂袃肂蒂螈袂膄蚈蚄袁莇蒁蚀袀葿芃羈袀腿蕿袄衿芁莂螀袈莃薇蚆袇肃莀薂羆膅薆袁羅芇莈螇羅蒀薄螃羄腿蒇虿羃节蚂薅羂莄蒅袄羁肄蚀螀羀膆蒃蚆聿芈虿薂聿莁蒂袀肈肀芄袆肇芃薀螂肆莅莃蚈肅肅薈薄肄膇莁袃肃艿薆蝿膃莁荿蚅膂肁薅薁膁膃莈罿膀莆蚃袅腿蒈蒆螁膈膈蚁蚇螅芀蒄薃螄莂蚀袂袃肂蒂螈袂膄蚈蚄袁莇蒁蚀袀葿芃羈袀腿蕿袄衿芁莂螀袈莃薇蚆袇肃莀薂羆膅薆袁羅芇莈螇羅蒀薄螃羄腿蒇虿羃节蚂薅羂莄蒅袄羁肄蚀螀羀膆蒃蚆聿芈虿薂聿莁蒂袀肈肀芄袆肇芃薀螂肆莅莃蚈肅肅薈薄肄膇莁袃肃艿薆蝿膃莁荿蚅膂肁薅薁膁膃莈罿膀莆蚃袅腿蒈蒆螁膈膈蚁蚇螅芀蒄