外资银行监管问题研究

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1、山西财经大学硕士学位论文外资银行监管问题研究姓名：郭宏莲申请学位级别：硕士专业：经济法指导教师：吴春香2008-03-28行监管法律制度，逐步实现内外资银行的统一监管；分析了混业经营的现状中我国外资银行监管体制面临的问题，提出了在混业经营趋势下我国外资银行监管体制该如何进一步完善。【关键词】外资银行监管监管方式市场准入审慎性监管混业经营AbstractAttheendoftheseventiesofthe20thcentury,Chinaopeneditsdoortoforeigncapitalbanks.Inthepastthirtyyears,ourlega

2、lsystemconcerningsupervisionofforeigncapitalbankshasstrongsenseofadministrativeintervention,anditcanhardlymeetactualrequirements,somanyproblemsoccurred.Whatcanwedotolegalsystemconcerningsupervisionofforeigncapitalbanks?OnDecember11,2006,ourcountryabolishedthelimitationtofieldandobjec

3、tiveoftheforeigncapitalbanks'currencyoperation・Itcomestotheneweraofopenfinance.ThefailofHerstattBank,ContinentalIllinoisBankandBankofCreditandCommerceInternationalhasbroughtmoreattentiontolegislationconcerningsupervisionofforeigncapitalbanks・Soundprogressofforeigncapitalbanksshallpla

4、yanimportantroleinreformingstate-ownedbanks,heighteningthelevelofsupervisingfinancialrisksanddevelopingmacro-economyofChina,butitishardtoimprovefrangibilityofforeigncountriesanditwillbringnegativeeffecttoeconomicdevelopmentofthehostcountry.Onlysoundsupervisionsystemcanprotectsteadyde

5、velopmentofforeigncapitalbanks・So,accordingtotheconceptof"managingstateaffairsaccordingtolaw",thelegislativesystemconcerningsupervisionofforeigncapitalbanksisthetopicofthisthesis,andtheresearchonsupervisionofforeigncapitalbanksfromthelegislativeangleaimstoconsummatelaws,itisverysigni

6、ficant.Inintroductionofthethesis,thewriterputsforwardnecessityofresearchaccordingtointernationallegislativepracticeofsupervisionofforeigncapitalbanksandhistoryandpresentstatusofourcountryinlegislationofforeigncapitalbankssupervision.Thefirstpartofthisthesisgivesthedefinitionsofforeig

7、nbankanditssupervision.Thethesiselaboratesthecontent,systemandclassificationofsupervisingforeigncapitalbanks,thenstatesadvancedcountries9practiceinsupervisingforeigncapitalbanks・Thesecondpartintrospectsthepresentlegislativesupervisionsystemonthebasisofproblemsoflegalsupervisionoverfo

8、reigncapital