资源描述：
《2009cfa-level1-考点分析》由会员上传分享，免费在线阅读，更多相关内容在行业资料-天天文库。
1、TopicWeighting(%)Midpoint(%)Approx.NumberEthics10-201536QuestionsQuants7-171229QuestionsEconomics5-151024QuestionsFSA15-252048QuestionsCorporateFinance3-13819QuestionsEquity5-151024QuestionsFixedIncome5-151024QuestionsDerivatives0-10512QuestionsAlternativeInvest
2、ments0-10512QuestionsPortfolioManagement0-10512QuestionsTheactualexamweightsmayvaryfromyeartoyear.Ethicsisthekeytoyoursuccessontheexam.Althoughyoucanfailethicsandstillpasstheexam,Iwouldn'trecommendit.Ethicsisworth15%.Hence,youshouldmakeethicsatoppriority.Studyth
3、edetails—theethicsquestionscanbetricky,andlittledetailscantripyouup.Beprepared.Inadditiontostartingearly,studytheethicsmaterialmorethanonce.Ethicsisoneofthekeystopassingtheexam.ItwouldbeoptimalifyoucouldstudyethicsinJanuaryandagaininMay--andreviewtheStandardsofP
4、racticeHandbookonemoretimethedaybeforetheexam.EthicalandProfessionalStandardsCodeandStandardsQuestionsabouttheStandardswilllargelybeapplicationquestions.Youwillmostlikelybegivenasituationandaskedtoidentifywhetheraviolationoccurs,whattheviolationis,orwhatthemost(
5、orleast)appropriatecourseofactionwouldbe.MoreDetailsClickhereStandardsofPracticeHandbookWerecommendthatyoubuyandreadtheoriginalStandardsofPracticeHandbook.Althoughweareveryproudofourtopicreviewsoftheethicsmaterial,therearetworeasonswerecommendthatyoubuytheorigin
6、alStandardsofPracticeHandbook:(1)youareaCFA®candidate,andassuch,youhavepledgedtoabidebytheCFAInstituteStandards;(2)theethicsquestionsontheactualexamcanbeanexerciseinminutia,andyouwillbemuchbetteroffifyoureadbothourtopicreviewsoftheStandardsandtheoriginalHandbook
7、.TherecommendationsforcompliancearestressedatLevelIII.ForLevelI,youneedtorecognizeviolationsoftheStandardsandtoknowtheelementsoftheCode.Withthisinmind,focusstronglyontheguidanceandexamplesforeachStandard.MoreDetailsClickhereGlobalInvestmentPerformanceStandards(G
8、IPS)®GIPSarealsoincludedintheethicssection.Inthisarea,youshouldfocusontheobjectives,keycharacteristics,andthefivemaincomponentsoftheGIPSstandards.Nottoomanypages,buty
