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1、COUNSELFORPLAINTIFF:JAMESA.DAVIDSON JANEE.JARCHO PETERB.DRISCOLL SecuritiesandExchangeCommission 500W.Madison,Suite1400 Chicago,Illinois60661 Phone:(312)353-7390 Fax:(312)353-7398AsofFebruary3,2002: 175W.Jackson,9TH Floor Chicago,IL60604LocalCounsel: GREGORYC.GLYNN,Cal.Bar#0399
2、99 SecuritiesandExchangeCommission 5670WilshireBoulevard,11thFloor LosAngeles,CA90036-3648 Phone:(323)965-3890 Fax:(323)965-3812COUNSELFORDEFENDANTS:STEPHENA.MANSFIELD Akin,Gump,Strauss,Hauer&Feld,L.L.P. 2029CenturyParkEast,Suite2400 LosAngeles,CA90067 Phone:(310)229-1000 Fax:(
3、310)229-1001UNITEDSTATESDISTRICTCOURT FORTHECENTRALDISTRICTOFCALIFORNIA WESTERNDIVISIONSECURITIESANDEXCHANGECOMMISSION,Plaintiff,::::::::CaseNo.PLAINTIFFSECURITIESANDEXCHANGECOMMISSION'SCOMPLAINTFORTEMPORARYRESTRAININGORDERDECLARATION,PRELIMINARYANDPERMANENTINJUNCTIONSANDOTHERL
4、EGALANDEQUITABLERELIEFvs.J.T.WALLENBROCK&ASSOCIATES,LARRYTOSHIOOSAKI, VANY.ICHINOTSUBO,AND CITADELCAPITALMANAGEMENTGROUP,INC.Defendants.::I.Plaintiff,theUnitedStatesSecuritiesandExchangeCommission(Commission),foritsComplaintstatesasfollows:SUMMARY1.Sinceatleast1999,DefendantsJ.
5、T.Wallenbrock&Associates("Wallenbrock"),throughitsmanaginggeneralpartner,LarryToshioOsaki("Osaki"),itsemployee,VanY.Ichinotsubo("Ichinotsubo")andCitadelCapitalManagementGroup,Inc.("Citadel"),anunregisteredinvestmentbankingentity,havebeenofferingandsellingsecuritiestothepublic,r
6、aisingatleast$170millionfromatleast1,000investorsthroughouttheUnitedStates.2.Wallenbrock'sofferingconsistsofsecuritiesintheformofthree-monthpromissorynotespromisinga20%return(foreachthree-monthperiod)uponmaturity,purportedlysecuredbytheaccountsreceivableofWallenbrock.Inoffering
7、theseinvestments,OsakiandIchinotsubotellinvestorsthatWallenbrockpurchasesreceivablesofMalaysianlatexglovemanufacturerseverythreemonthswiththeinvestors'funds,grantsinvestorsanundividedsecurityinterestinthesereceivablesofWallenbrock,theinvestoralwaysreceivesa20%return,andthatthei
8、nvestmenthaslittleornorisk.3.Asallegedinmoredetailinth
