Due Diligence Checklist尽职调查清单

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1、DueDiligenceChecklist尽职调查清单MANAGEMENTAREA:ManagementasaTeam1.Obtainorganizationchartandjobdescriptionofthekeypersonnel.2.Whatpercentageownershipofkeymembersofthemanagementteam?3.Arethereanyloanstoorfrommanagementorkeyshareholders?4.Whatarethepresentsalarylevelsofmanagement?5.Aretherean

2、ykindsofincentivecompensation?6.Arethereanyemploymentcontracts?7.Havekeyemployeessignednon-competeagreements?8.Istherepresentlyanylitigationoranyotherpotentialliabilityresultingfrommanagement’spreviousrelationshipwithanothercompany?9.Whatchangeshavetherebeeninthemanagementgroupinthelas

3、tthreeyears?10.Howoftenisperformancebymembersofthemanagementteamreviewed?Bywhom?OrganizationalStructureandDecision-Making1.Whoexercisestheprincipalauthority?2.Arethereanyfunctioningcommittees?Whatfunctionsdotheyperform?Whositsonthem?Howoftendotheymeet?Whatrecordsarekept?3.Whoaremembers

4、oftheboardofdirectors?Whatrecentchangeshavebeenmadeinboardmembership?Whataretheirbackgroundsandqualifications?Whatcompensationdotheyreceive?Whatactualorpotentialownershippositionsdotheyhave?4.Whatistherelationshipbetweenmanagementandtheboardofdirectors?5.Whatotheroutsideinterestsinflue

5、ncemanagement’sdecision-making?6.Isthereanintegratedapproachtoallmajorproblems?7.Doesanyoneindividualexcessivelydominateoperationsandplanning?8.Arelocallawsprohibitingdiscriminatoryhiringandadvancementpracticesbeingcompliedwith?9.Aresalarylevelscompetitivewithindustrynorms?10.Doestheco

6、mpanyhaveapensionplan,profit-sharingplan,insuranceplan,stockbonusplan,deferredcompensationplanorseveranceplan?Page24of24DueDiligenceChecklist尽职调查清单CorporateOwnership1.HowmuchofthecompanydoestheCEO/GeneralManagerown?2.Howmuchofthiscompanydoeseachmemberofthemanagementteamown?3.Doesanyind

7、ividualoutsidethecompanyownalargepercentageofthecompany?Whatistheirroleinthecompany?4.Doesthecompanyoranyofitsofficersown10%ormoreoftheequityinanycompanyotherthanShanjing?PERSONNELAREACorporateOrganization1.Completelistofofficersanddirectors2.Completelistofstockholders3.Completelisto