FDI对中国制造业技术进步的影响机制和效应研究

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1、河海大学博士学位论文FDI对中国制造业技术进步的影响机制和效应研究姓名：冯跃申请学位级别：博士专业：技术经济及管理指导教师：史安娜20070601AbstractChinaisnotonlyoneofthebiggestFDIinwardcountries，butalsoitsoutwardFDIhasbeenincreasingrapidlyinrecentyearsonthebackgroundofTradeandInvestmentLiberalizationandtheentryWTOofChina．Manufacturingindustryisdeeplyaff

2、ectedbyinwardandoutwardFDIbecauseofitsearlyandwideopenness．InordertoprovidesomemeaningfultheoreticguidanceandpolicysuggestionstoimprovethequalityofFDIutilization，theimpactmechanismisexploredtheoreticallyandthefactualeffectsareexamedinthisdissertation．First，theimpactsofFDIasabundleofassets

3、isanalyzedinchaptertwo．HowFDIasabundleofassetspromotestechnologyimprovementisdiscussedandamodelofeffectmechanismisgivenonthebasisofdescriptionontechnologytransferring，technologyspillover,technologydiffusionanditssystem．FDIaffectstechnologyimprovementbythewayoftechnologytransferringandtech

4、nologyspilloverinhostcountry,andbythewayofinnovationincentivesandlearningincentivesinhomecountry．Meanwhile，thefactualeffectsofFDIarereducedbyseverairestrictedfactorsinbothhostandhomecountries．Second，theimpactsofR&Dintemationalizationisanalyzedinchapterthree．Adynamicsupply-and-demand—based

5、R&DinternationalizationmodelispresentedonthebasisofexplainingtheparadoxofR&Doverseaslocation，andthen，howR&Dinternationalizationpromotestechnologyimprovementisdiscussedandamodelofimpactmechanismisgiven．R&Dintemationalizationpromotestechnologyimprovementbyaffectinginnovmionsystem，innovation

6、resoBrcesandinnovationcircumstanceinthehostcountryandbyimprovingR&Defficiency,reversaltechnologytransferringandmarketexpansioninthehomecountry．Likewise，theeffectsofR&Dinternationalizationarcdecreasedbyseveralrestrictedfactorsinbotllhostandhomecountries．Third，thefactualeffectsontechnologyo

7、fChinesemanufacturingindustrybyFDIandR&Dinternationalizationareexamedinchapterfourandchapterfive．Fromtheviewofhostcountryandtakingthe302-digitmanufacturingindustriesasasample，atestisconductedbythemethodofmulti·linerregressionequationsandOLS，andtheresultshowsthatinwa