论我国金融控股公司关联交易法律规制

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1、AbstractRelatedtransactionoffinancialholdingcompaniesreferstotheactionsoftransmittingsources，laborservicesandobligationsbetweenthefinancialholdingcompaniesandits’controllingfinancialsubsidiariessuchasbanks，securities，insuranceandtrustcompaniesandactionsamongsuchfinanc

2、ialsubsidiaries．Thelegalstatusofbothpartiesofrelatedtransactionoffinancialholdingcompanieslooksequal，butinreality，theyarenotequalatallbecauseoftherelationshipofcontrollingandbeingcontrolled，whichiseasytoleadtounfairrelatedtransaction．ThiSunfairrelatedtransactionoffina

3、ncialholdingcompanynotonlyproducessynergyeffect，reducesoperatingcostandhugeprofitbutalsoposesgreatrisks．Internally，relatedtransactionmaygiverisetorisktransference．-Theriskcausedbyonememberofthefinancialholdingcompanymayhavethechainreactionandbringaboutseriousrisksandh

4、armtofinancialholdingcompaniesandothermembers：externally，theinternalrelatedtransactionoffinancialholdingcompaniesmayhavedamageontheminorityshareholders，creditorsandthethirdparties’benefitsandevenendangerthenormalorderofthefinancialmarket．Thedevelopmenttrendoffinancial

5、industryismixedoperation，ontheconditionthatthefinancialmixedoperation。isnotyetpermittedbynationallaw，financialholdingcompanyUisthekeypointofregulatingthefinancialholdingcompany．Thoughthelegalregulationofrelatedtransactionofchina’Sfinancialholdingcompaniesestablishedla

6、terandChinadoesn’thaverelatedlegislationonthefinancialholdingcompaniesSOfar，theexperienceofforeigndevelopedcountries’legalregulationonrelatedtransactionofthefinancialholdingcompanyavailableforreferenceorlearning．Combinedwiththenationalcondition，adoptingofeffectivemean

7、ssuch’as“legislationimprovement，governmentsupervision，industryself—disciplineandinternalcontrol”tolegallyregulatetherelatedtransactionoffinancialholdingcompany．Keywords：Financialholdingcompanies：Relatedtransaction；LegalregulationIII目录中文摘要⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯IABSTRACT．．．．．

8、．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．II引言⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯⋯．．’⋯．1：，l苗．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．．第一