我国证券市场监管体制.研究

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1、坠!墨!!!!!!塾2翌墨竺里!坚垫!!翌苎Z!!!翌竺!曼!竺!苎坚!!兰!!一．一一——analysis，ThesecondpartiSananalysisofthenecessityofsecuritymarketsupervision，whichsuppliesasolutiontothequestionthatwhythesecuritymarketshouldberegulated．Generallyspeaking，theoriesofsecuritymarketsupervisionoriginatefrompublicinteresttheory,followedby

2、itsadaptationinsecuritymarketsupervision．Theargumentationonmanipulationinsecuritymarketasymmetricinformationandexternalityleadstoaconclusionthatsupervisionisindispensableinordertoachieveanefficientsecuritymarket．Thenthischapteranalysestheaim，therule，themeansandthecontentofsecuritymarketsupervisi

3、on．Thethirdpartmakesainternationalcomparisononsecurityregulationsysteminvolvedinsecurityregulationsystem，securityregulationpurpose，particularcontentandSOon．Thefourthpartanalysestheprobleminsecuritymarketsupervisionpatterninchina．Someinadaptableorunharmoniousproblemsbetweenthepatternsofsupervisio

4、nandtheinstitutionofsupervisionbecauseofmanysupervisioninstitutionshavedrawbackintheprimarystageoftheChinesesecuritymarket·Thispartrecallsthedevelopmentinsecuritymarketsupervisionpatterninchina，andinvestigatestheproblemsincurrentsecuritymarket．Thelastpartgivessomeadviceabouthowtoimprovetheregula

5、tiononsecuritymarket．Theauthorworkhardertointegratetheoryofsecurityregulationwithpractice．Theessaystatestheresearchofthetrendofinternationalsecuritysupervisionandthesystemsofrepresentativesomesecuritysupervision．Onthebasisofthesituationofourcountry,theauthorputforwardtothepoliceproposalstoimprov

6、esecurityregulationinChina．IIlaword．itisnotdifficulttoapplyfortheChinesesecuritymarketsupervisioninstitutionSOlongasweconstantlyimprovethepatternofsecuritymarketsupervisioninChina．2Keywords：Stockmarket，Supervisionsystem，Comparison，Suggestion西南财经大学学位论文原创性及知识产权声明本人郑重声明：所呈交的学位论文，是本人在导师的指导下，独立进行研究工作

7、所取得的成果。除文中已经注明引用的内容外，本论文不含任何其他个人或集体已经发表或撰写过的作品成果。对本文的研究做出重要贡献的个人和集体，均已在文中以明确方式标明。因本学位论文引起的法律结果完全由本人承担。本学位论文成果归西南财经大学所有。特此声明学位申请人：土垒思刁年岁月6日1．导言1．1论文的研究背景和意义随着1990年12月和1991年6月以上海、深圳两个证券交易所相继建立，中国证券资本市场也正式诞生。经过近二十年的发展，我国证券市场发展取