金融全球化背景下我国银行业法律风险监管体系分析

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1、金融全球化背景下我国银行业法律风险监管体系研究AbstractInrecentyears，theinternationalcommunityandthesuccessiveoutbreaksofmanydomesticfinancialrisksofillegalevents．andfinancialriskasavocabularyofcoexistencealSOwiththeeconomicdevelopmentofthebankingsectormixedwiththeindustrytrendofincrea

2、singlyapparentinthefinancialprocessofglobalization．Concretemanifestationoftheshareholdingsysteminstate—ownedcommercialbankrefoITO．Fromthebank，thefourbanksoftherestructuringofcorporategovernancerequirednorms，theoperatingmechanismsofconversionisnotcomplete；interna

3、lcontrolandriskmanagementsystemneedsfurtherimprovementintheimplementationofbranchesatalllevels；high—qualitymanagementLackofpersonnelandemployeesofboththevolumeofcontradictions，andlackofinnovation，homogeneous，lOW—levelcompetitionisrelativelyconspicuous．Fromtheban

4、kingexternalenvironment，thestate．ownedcommercialbankswillfacemoreseverecompetitioninthemarket．Basedontheanalysisofthebankingindustrylegalstatusonthebasisofrisk，financialriskanalysisbymonitoringthebasictheoryandcomparativeanalysisofforeignfinancialregulatoryriskm

5、odelinlightoftherealitiesinChina，basedonfinancialsupervisionandthemainmodeofChina’SfinancialsupervisionmechanismspecifictotheDepartmentofConstructionFocusonresearch．proposeda”fourinone”modeofregulation．Firstofall，fromtheeconomics，management，lawandotherrelevantth

6、eory，theauthoranalyzesthetheoryofbankingregulationbasedonthenecessaryanalysis．Theeconomicbasisofthebankingregulationincludes‘‘costandbenefit’’and‘‘asymmetricinformation”：Themanagementbasisofthebankingregulationincledes“theoryofriskmanagement，Thejurisprudencebasi

7、softhebankingregulationincludes“valueoflaw”，“rightslaw”，andotherbasictheory，multidisciplinaryperspectiveontheissueofbankingregulationandamoreComprehensivesystemofanalysisforthestudyofthefinancialriskoflegalregulationtoprovideatheoreticalfoundation．Secondly，itisn

8、eedtOinspectthemajordevelopedcountriestheUnitedKingdom，theUnitedStates，Japan’Sbankingregulationsystem，legalsystemandthepracticalfunctioningonthesubstantiveaspectsofth