我国证券公司业务结构转型和优化研究

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1、万方数据山东大学硕士学位论文AbstractSincethereformandopening，China'seconomyhasmaintainedahighgrowthrate．Astheworld’Ssecondlargesteconomy,Chinaintheinternationaleconomiccommunityhasbeenrisinginrankingsoverthepastyears．ThesameistrueofChina'ssecuritiesmarket．Notonlyhasitsmarketcapacitycontinuede

2、xpanding，butitsmarketstabilityhasbeenimproved．Aswimitsrecentfinancialreform．forexample，itssplitsharestructurereformin2005，securitiesmarkethasbeenstronglypromoted．UntilDecember31，2014，China’Ssecuritiesindustry,inatotalof120securitiescompany,amountedto4．09trillionyuanintotalassets

3、，withnetassetsat920．519billionyuan，anannualoperatingincomeforamountingto260．284billionyuan．Atpresent，China’Seconomyisfacingthree-periodoverlayfeatureswhicharemorecomplexthanbefore．AlongwiththefurtheropeningofChina’Sfinancialindustry,moreandmoreforeignfmancialinstitutionshavestar

4、tedparticipatinginthedomesticfinancialmarketplace，worseningtheindustry’Sfiercecompetition．Ontheotherhand，domesticsecuritieshavealsoaccesstotheinternationalmarket，despitechallenges．However，China’Ssecuritiescompaniesarefeaturedbyits”emergingandtransitional”economy，andareplaguedwit

5、hnumerousinternalproblems，suchaslackofscientificorganizationalstructure，sub—optimaldailyoperationsandpoorabilityofriskcontr01．Moresignificantisbusinessstructure．Thereexistsalotofproblemsintoday’Ssecuritiescompaniesandinordertobetterrespondtomarketchangesandchallenge，theymustbeso

6、lved．Thepresentthesisstartsfromanintroductiontothetransformationandoptimizationofbusinessstructureofsecuritiescompanies．Thenitmovestoanalyzetheseveraldevelopmentalstagesofsecuritiescompany’Sbusinessstructure．FollowedisaninvestigationofthepresentstatusquoofChina’Ssecuritiescompan

7、y’Sbusinessstructureviastatisticaldata．ByacomparativestudyoftheUSsecuritiesindustryandChina's，thedisadvantagesofthelatterareoutlinedandspecified．Inconclusion，itproposeswhattodonextforChina'ssecuritiesindustry．III万方数据山东大学硕士学位论文Thispaperusesstylizedfactsanalysis，comparativeanalysi

8、s，literatureresearch，casestudiestocarryoutthere