united states securities and exchange …

united states securities and exchange …

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时间:2018-08-04

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1、UNITEDSTATESSECURITIESANDEXCHANGECOMMISSIONWashington,DC20549FORM10-Q[X]QUARTERLYREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934FortheQuarterlyPeriodEndedDecember31,2015[  ]TRANSITIONREPORTPURSUANTTOSECTION13OR15(d)OFTHESECURITIESEXCHANGEACTOF1934FortheTransitionPeriodFrom______

2、__to_________CommissionFileNumber000-33215CASPIANSERVICES,INC.(Exactnameofregistrantasspecifiedinitscharter)Nevada87-0617371(Stateorotherjurisdictionof(I.R.S.Employerincorporationororganization)IdentificationNo.)2319FoothillDrive,Suite160SaltLakeCity,Utah84109(Addressofprincipalexecutiveoffices)

3、(ZipCode)(801)746-3700(Registrant’stelephonenumber,includingareacode)Indicatebycheckmarkwhethertheregistrant(1)hasfiledallreportsrequiredtobefiledbySection13or15(d)oftheSecuritiesExchangeActof1934,asamended,(the“ExchangeAct”)duringthepreceding12months(orforsuchshorterperiodthattheregistrantwasre

4、quiredtofilesuchreports),and(2)hasbeensubjecttosuchfilingrequirementsforthepast90days.YesþNooIndicatebycheckmarkwhethertheregistranthassubmittedelectronicallyandpostedonitscorporatewebsite,ifany,InteractiveDataFilesrequiredtobesubmittedandpostedpursuanttoRule405ofRegulationS-T(§232.405ofthischap

5、ter)duringthepreceding12months(orforsuchshorterperiodthattheregistrantwasrequiredtosubmitandpostsuchfiles.)YesþNooIndicatebycheckmarkwhethertheregistrantisalargeacceleratedfiler,anacceleratedfiler,anon-acceleratedfilerorasmallerreportingcompany.Seethedefinitionsof“largeacceleratedfiler,”“acceler

6、atedfiler”and“smallerreportingcompany”inRule12b-2oftheExchangeAct.LargeacceleratedfileroAcceleratedfileroNon-acceleratedfilero(Donotcheckifasmallerreportingcompany)SmallerreportingcompanyþIndicatebycheckmarkwhethertheregistrantisashellcompany(asdefinedinRule12b-2oftheExchangeAct.)YesoNoþAsofFebr

7、uary15,2016,theregistranthad52,657,574sharesofcommonstock,parvalue$0.001,issuedandoutstanding.2CASPIANSERVICES,INC.ANDSUBSIDIARIESFORM10-QTABLEOFCONTENTSPARTI—FINANCIALINFORMATIONItem1.FinancialStatementsPageCondensedConsoli

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