Enterprise Risk Management企业风险高效管理.pdf

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1、ctcguidetoEnterpriseRiskManagementBeyondTheory:PractitionerPerspectivesonERMUnderwrittenby:ctcguidetoEnterpriseRiskManagementBeyondTheory:PractitionerPerspectivesonERMByNillyEssaidesContentsIntroductionPage1TimetoShiftGearsPage3Sidebar:WhyERMMattersNowPage3Sidebar:BoardsZero-inonRi

2、skPage5ConnectRiskandStrategicPlanningPage6ThinkAboutRiskDownsideandUpsidePage7Sidebar:S&P’sERMFocusPage8PutNumbersAroundRiskPage9Sidebar:MeasuringEnterpriseTotalCostofRisk™Page10ThinkinTermsofRiskCapacityPage11Conclusion:SuccessTipsPage12CaseStudiesPage14CaseStudy1:TheERMPivotPage

3、14CaseStudy2:IAMGOLDCorporationPage16CaseStudy3:HCAHoldings,Inc.Page19CaseStudy4:JohnsonControlsPage22CaseStudy5:ZurichinNorthAmericaPage27CTCGUIDE:EnterpriseRiskManagementEnterpriseRiskManagementBeyondTheory:PractitionerPerspectivesonERMIntroductionThisisnotthetypicalEnterpriseRis

4、kManagementAccordingtoPeterFrank,PartneratPricewater-(ERM)guide.Often,whenfinancialexecutivesreadhouseCoopers(PwC),whetherornotthere’saformalguidesaboutERM,thosereportsareintheformofaERMprogramisaseparatequestionthanwhetherorbest-practiceslistunderheadingssuchasOversight,notacompan

5、yissuccessfullymanagingitsrisks.SomeGovernanceandStructure,andincludechecklistsforcompanieshaveverysophisticatedriskculturesanddofactorssuchasRiskIdentificationandAssessment.notnecessarilyoverlaythosecultureswithanexplicitThisguidefocusesinsteadontheexperiencesoffiveERMprocess.“The

6、companiesthatdo[ERM]wellhavecompaniesandtheirERMprograms(seeCaseStud-tocombineaculturalappreciationforriskwithrigorofiesonpage14).Basedonextensiveinterviewswithprocess,”notedFrank.Certainlycompaniesinindustriescorporateriskpractitionersandexpertsandincludingsuchaschemicals,oilandba

7、nkinghaveahistoryofquantitativedata,thispractitioner’sguidepresentsdevelopingsophisticatedriskawarenessprograms.Yet,detailedexamplesofthewaysinwhichcompanieshavesomeofthemostspectacularriskfailingsinrecenthis-approachedERMandhowtheireffortsprovidevalu-toryhaveoccurredwithinsuchorga

8、nizations.“Aforensicablein