罗斯公司理财题库全集.doc

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1、Chapter20IssuingSecuritiestothePublic MultipleChoiceQuestions 1. Anequityissuesolddirectlytothepubliciscalled: A. arightsoffer.B. ageneralcashoffer.C. arestrictedplacement.D. afullyfundedsales.E. astandardcallissue. 2. Anequityissuesoldtothefirm'sexistingsto

2、ckholdersiscalled: A. arightsoffer.B. ageneralcashoffer.C. aprivateplacement.D. anunderpricedissue.E. aninvestmentbanker'sissue. 3. Management'sfirststepinanyissueofsecuritiestothepublicis: A. tofilearegistrationformwiththeSEC.B. todistributecopiesofthepreli

3、minaryprospectus.C. todistributecopiesofthefinalprospectus.D. toobtainapprovalfromtheboardofdirectors.E. topreparethetombstoneadvertisement. 4. Arightsofferingis: A. theissuingofoptionsonsharestothegeneralpublictoacquirestock.B. theissuingofanoptiondirectlyt

4、otheexistingshareholderstoacquirestock.C. theissuingofproxieswhichareusedbyshareholderstoexercisetheirvotingrights.D. strictlyapublicmarketclaimonthecompanywhichcanbetradedonanexchange.E. theawardingofspecialperquisitestomanagement. 可编辑word,供参考版！5. Companies

5、usetombstoneadvertisementsinthefinancialpressto: A. announcethedeathofthecompany.B. announcethefailureofafinancialstrategy.C. announcetheavailabilityofanewissueofacorporatesecurity.D. notifythepublicofforeclosure.E. Noneoftheabove. 6. Thefirstpublicequityiss

6、uemadebyacompanyisa(n): A. initialprivateoffering.B. initialpublicoffering.C. secondaryoffering.D. seasonednewissue.E. Noneoftheabove. 7. Thefirstpublicequityissuethatismadebyacompanyisreferredtoas: A. arightsissue.B. ageneralcashoffer.C. aninitialpublicoffe

7、ring.D. anunseasonedissue.E. BothCandD. 8. Anewpublicequityissuefromacompanywithequitypreviouslyoutstandingiscalleda(n): A. initialpublicoffering.B. seasonedequityissue.C. unseasonedequityissue.D. privateplacement.E. syndicate. 可编辑word,供参考版！9. Thegreenshoeop

8、tionisusedto: A. coveroversubscription.B. coverexcessdemand.C. provideadditionalrewardtotheinvestmentbankersforariskyissue.D. provideadditionalrewardtotheissuingfirmforariskyissue.E. BothAandB.