SYLLABUS OVERVIEW教学大纲概述

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1、SYLLABUSOVERVIEW1CONTENTSMODULE1:INDUSTRYOVERVIEW4CHAPTER1TheInvestmentIndustry:ATop-DownViewMODULE2:ETHICSANDREGULATION6CHAPTER2EthicsandInvestmentProfessionalismCHAPTER3RegulationMODULE3:INPUTSANDTOOLS8CHAPTER4MicroeconomicsCHAPTER5MacroeconomicsCHAPTER6EconomicsofI

2、nternationalTradeCHAPTER7FinancialStatementsCHAPTER8QuantitativeConceptsMODULE4:INVESTMENTINSTRUMENTS12CHAPTER9DebtSecuritiesCHAPTER10EquitySecuritiesCHAPTER11DerivativesCHAPTER12AlternativeInvestments2MODULE5:INDUSTRYSTRUCTURE15CHAPTER13StructureoftheInvestmentIndust

3、ryCHAPTER14InvestmentVehiclesCHAPTER15TheFunctioningofFinancialMarketsMODULE6:SERVINGCLIENTNEEDS18CHAPTER16InvestorsandTheirNeedsCHAPTER17InvestmentManagementMODULE7:INDUSTRYCONTROLS20CHAPTER18RiskManagementCHAPTER19PerformanceEvaluationCHAPTER20InvestmentIndustryDocu

4、mentationEXAMWEIGHTING223MODULE1INDUSTRYOVERVIEWItisaboutgettingtotheheartandthecorepurposeoftheinvestmentindustry—itsvitalroleintheworld:fromhelpingpeoplesaveforthefuturetofundingschools,hospitals,roadsandotheressentials.Thebenefitsthisbringswhendonewell(ethicallyand

5、allpartsworkingtogether)helpservesociety.4CHAPTER1THEINVESTMENTINDUSTRY:ATOP-DOWNVIEWAftercompletingthischapter,youshouldbeabletodothefollowing:•Describethefinancialservicesindustry;•Identifytypesoffinancialinstitutions,includingbanksandinsurancecompanies;•Definethein

6、vestmentindustry;•Explainhoweconomiesbenefitfromtheexistenceoftheinvestmentindustry;•Explainhowinvestorsbenefitfromtheexistenceoftheinvestmentindustry;•Describetypesandfunctionsofparticipantsoftheinvestmentindustry;•Describeforcesthataffecttheevolutionoftheinvestmenti

7、ndustry.5MODULE2ETHICSANDREGULATIONThismodulefocusesontheessentialfoundationsfortheinvestmentworld—ethicsandregulation.Thefirmgroundonwhichwebuildforourclients:trust,reputation,confidenceandvalue—theessentialsofastrongandhealthyclient-focusedindustry.6CHAPTER2CHAPTER3

8、ETHICSANDINVESTMENTPROFESSIONALISMREGULATIONAftercompletingthischapter,youshouldbeabletodoAftercompletingthischapter,youshou