OECD Guidelines on Insurer Governance .pdf

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1、OECDGUIDELINESONINSURERGOVERNANCE2011TheOECDGuidelinesonInsurerGovernancewereestablishedasanOECDRecommendationin2005.ThisbrochurereproducestherevisedGuidelinesonInsurerGovernanceagreedbytheCouncilon19May2011.TheGuidelinescomplementtheprinciplesonpensionf

2、undgovernanceintheOECDRecommendationoftheCouncilonCorePrinciplesofOccupationalPensionRegulationandtheOECDPrinciplesofCorporateGovernance..2TableofContentsRecommendationoftheCouncilonGuidelinesonInsurerGovernance........5PartI.OECDGuidelinesonInsurerGover

3、nance..............................................7I.Governancestructure......................................................................................9II.Internalgovernancemechanisms..............................................................1

4、8III.Groupsandconglomerates........................................................................22IV.Stakeholderprotection...............................................................................23PartII.Annotations..............................

5、................................................................27A–RationalefortheGuidelines...........................................................................29B–Somespecificitiesoftheinsurancesector.............................................

6、......31C–Detailedannotations.......................................................................................34I.Governancestructure....................................................................................34II.Internalgovernancemechanis

7、ms..............................................................45III.Groupsandconglomerates........................................................................52IV.Stakeholderprotection................................................................

8、...............543RECOMMENDATIONOFTHECOUNCILONGUIDELINESONINSURERGOVERNANCEAsamendedon19May2011THECOUNCIL,HavingregardtoArticle5b)oftheConventionontheOrganisationforEconomicCooperationandDevelopmentof14December1960;Conside