论我国股权信托的相关法律问题

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1、万方数据指导小组成员名单刘士国教授高凌云副教授杜涛副教授万方数据目录Y．．2705280JllllIJIItlJllltlJfJPPIIJfllIJJlllllJlJIPlllJllllJ万方数据中文摘要股权信托作为新型的信托品种，近来在我国的金融市场应用日益广泛。但由于我国股权信托管理制度起步较晚，造成了实务中诸多股权信托应用混乱的现象。一方面各式各样的股权信托产品被不断推出，另一方面因为立法的滞后性而造成配套的法律法规并不完善。因此，我国股权信托的发展需要从法规、政策等规范性方面作进一步的改进，以促进

2、股权信托业务的发展。本文从信托的基本原理出发，首先介绍了信托以及股权信托的起源和历史发展过程，之后对何为股权信托进行定义。接下来对股权信托的内涵、分类进行了分析，对股权信托的基本问题进行了梳理。同时，按照信托关系当事人三方所处的地位，分析各自的权利义务，阐明了股权信托的内部法律关系。随后，文章从股权信托在员工持股计划、管理层收购(MBO)等角度入手，分析股权信托的实际运用问题。文章通过比较分析的方法，从英美法系和大陆法系两个角度对信托立法问题进行比较，最后从信托目的的合法性原则等方面详细论证了完善我国股权

3、信托立法的具体建议。关键词：信托；表决权信托；股权信托；信托财产中文图书分类号：D922．282万方数据AbstractAsanewtrustvarieties，equitytrustrecentlyiswidespreadinourapplications．However,duetoourlegalsystemofestablishmentisnotperfect，itleadstoaphenomenonthatmanyequitytrustapplicationinpracticeareinchaos

4、．Ononehand，avarietyofnewequitytrustproductsareconstantlyproduced，ontheotherhandbecauseofthelegislativelag，therelevantlawsandregulationsarenotcompleteandperfect．Therefore，inordertopromotethedevelopmentofthesharerightsandthetrustbusiness，itneedsafurtherimpr

5、ovementbothfromtheaspectsofpolicyaswellasthenorms．Articlestartsfromthebasicprinciplesoftrustlaw,firstintroducesthedevelopmentoftheoriginandhistoryoftrustandequitytrust，thedefinitionofequitytrust，andanalyzedonthebasisofthenatureandcharacteristicsofthevotin

6、gtrust，fromamacroperspective，somebasicissuesofequitytrustsareintroduced．Thenitintroducestheroleofthetrustor,trusteeandbeneficiaryofthetripartitesystemsetforththeirrespectiverightsandobligations，tostraightenouttheequityinterestinthetrust’Sinternallegalrela

7、tionship．Tobeclosetothepractice，sincetheequitytrustiswidelyusedintheESOP，themanagementbuyouts，andtheinvestmentandfinancingandotherareasofapplication，thearticleisfocusingonpracticalapplicationissuesofequitytrust．Subsequently，thearticlecomparativelyanalysis

8、fromtwoanglesofthecommonlawandcivillawtrustlegislation．Finally,fromtheprincipleoflegalityofthepurposesofthetrust，equitytrustregistrationsystem，trusteeobligationsofconfidentialityandinformationdisclosureobligations，e