2007年证券从业考试证券基础知识最新模拟试题及答案(国外英语资料)

《2007年证券从业考试证券基础知识最新模拟试题及答案(国外英语资料)》由会员上传分享，免费在线阅读，更多相关内容在行业资料-天天文库。

1、2007年证券从业考试证券基础知识最新模拟试题及答案f77In2007,thelatestsimulationquestionsandanswersonthebasicknowledgeofsecuritiesThemainbusinessofthesecuritiesfirmThemainearningofasecuritiesfirm'sproprietarybusinessis().(singleitemchoice)A:commission[wrong]B:it'saservicecharge.3:C:spread

2、income[to]4:D:spreadincome[wrong]BondsareclassifiedaccordingtointerestratesThebondisacertificateof().(singleitemchoice)A:thestock[wrong]B:therearesecurities[wrong]C:debt[to]D:thefund[wrong]TheShanghaiindexTheShanghaicompositeindexisasampleofalllistedstocks().(sing

3、leitemchoice)A:intermsofthenumberofsharesincirculation,theweightedaverageiscalculated[wrong].B:inthecaseofastockissue,asimpleaverageiscalculated.C:inthecaseofstockcirculation,theweightedaverageiscalculated.D:thenumberofsharesincirculationisthenumberofshares,andthe

4、simpleaveragemethodiscalculated[wrong].CorporatefundsTheassetsofacorporatefundareentrusted()management.(singleitemchoice)D:fundtrustee[wrong]A:thefundholder'smeeting[wrong]B:theboardofdirectors[wrong]C:fundmanagementcompany[right]Themaincontentofthecompanylaw"Onfo

5、reign-fundedjointstocklimitedcompanyestablishedinaccordancewiththeinterimprovisionsonsomeissuesof,inacompanylimitedbyshareswithforeigninvestment,foreignshareholderstobuyandholdsharesaccountedfortheproportionofcompany'sregisteredcapitalshallnotbelessthan().(singlei

6、temchoice)A:25%[to]B:30%[wrong]C:40%[wrong]4:D:50%[wrong]ThedifferencebetweenfinancialandfinancialoptionsUsually,infinancialoptionstrading,amarginaccountisrequiredandthedepositispaidasrequired.A:optionbuyer[wrong]B:thebuyersandsellersoftheoptionsarebothwrong.C:bot

7、hpartiesarenot[wrong].4:optionseller[right]ThestockpriceindexInthecalculationofthestockpriceindex,theindexofthepeopleinthestockindexiscalculatedandthearithmeticmean,whichisthe()inthecalculationmethodofthestockpriceindex.(singleitemchoice)A:relativelaw[to]B:variety

8、islegal.C:thebaseweightedmethod[wrong]D:thecalculatedperiodweightingmethod[wrong]ClosedfundTheclosed-endfundshallbeterminatedattheexpirationoftheperiod,