证劵市场基础知识（basic knowledge of securities market）

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1、证劵市场基础知识（Basicknowledgeofsecuritiesmarket）Base(numericclass)1)theAmsterdamstockexchangein1602ofthefirst1608chacealley"jonatbancafe"brokersinthistransactionfamein1790theUnitedStatestheestablishmentofthePhiladelphiaStockExchange(first)2)theestablishmentofthefirstBritishexchangecafein17

2、73(officiallyapprovedbythegovernmentin1802)(theinitialtransactionofgovernmentbonds-latercorporatebonds,minecanalStocks-Railwaystocksprevailed)3)inMay17,179224brokers"ButtonwoodAgreement"settheminimumstandardsChinesetradingcommissionsthefirstsecuritiestradingagencyisrunbytheShanghaiOf

3、ficeofforeignshares"and"theShanghaipublicsector"4)theestablishmentoftheBeijingstockexchangein1918summer(theChinesepeoplefoundedthefirsthome),thesteamshipmerchantsBureausetupin1872isthefirstjoint-stockenterpriseinourcountry5)theShanghaistockexchangewasestablishedinJuly1920(thelargest)

4、.InSeptember1987,theShenzhenSARsecuritiescompanywasestablished(China'sfirstprofessionalsecuritiescompany)6)1992.10theSecuritiesRegulatoryCommissionoftheStateCouncilandtheChinaSecuritiesRegulatoryCommission(markingnationalsupervisionandmarketdevelopment),1998.04,theSecuritiesCommissio

5、noftheStateCouncilrevoked(establishedacentralizedandunifiedmarketsupervisionsystem)7)1997.11InterimMeasuresfortheadministrationofsecuritiesinvestmentfunds(standardizedFundDevelopment)8)2001.12.11ChinesejoinedWTOforeignjointventureforeigninvestmentratiodoesnotexceed33%to3yearsafternom

6、orethan49%2002.11acceptedJapan'sNomuraSecuritiesShanghaiRepresentativeOfficeofthechiefspecialmembersapprovedJapanNomuraSecuritiesdirectlyapplyforB-shareseats9)2003.05.27SwissbankbecamethefirstapprovedQFII10)ashareholdershallinitiatetheestablishmentofacompany.Theinitialcontributionoft

7、hecompanypromotershallnotbelessthan20%oftheregisteredcapital,andtherestshallbepaidinfullwithin2years,andthepromotersshallsubscribeforsharesofnotlessthan35%11)allshareholders'capitalcontributionshallnotbelessthan30%oftheregisteredcapital,ShareholdersGeneralAssemblyresolutionsshallbepr

8、esentattheme