marketable securities act 1970：有价证券法1970

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1、VersionNo.013MarketableSecuritiesAct1970ActNo.7970/1970Versionincorporatingamendmentsasat1July2001TABLEOFPROVISIONSSectionPageiiSectionPage1.Shorttitleandcommencement12.Repealandsavings13.Definitions24.Sufficientinstrumentoftransfer45.Transfersofmarketablesecurities

2、56.Transfersbyauthorizedtrusteecorporations67.Executionoftransfersbytransferee88.Effectofcertainstampsonprescribedinstrument99.Registrationbycompanyofprescribedinstrument1210.OperationofAct1311.Omissionfromregisterofcertainmatters1412.Transfers,whetherornotprescribe

3、dinstruments,neednotincludecertainmatters1413.Offences1514.Regulations17__________________SCHEDULE19Form1—Securitytransferform19Form2—Broker'stransferform20Form3—Splittransferform21Form4—Transferee'sacceptance22Form5—Securityrenunciationandtransferform23Form6—Broker

4、'srenunciationandtransferform24Form7—Renunciationandsplittransferform25Form8—Trusteetransferform26Form9—Transferee'sacceptance27iiSectionPageForm10—Trusteerenunciationandtransferform28Form11—Transferee'sacceptance29═══════════════ENDNOTES301.GeneralInformation302.Ta

5、bleofAmendments313.ExplanatoryDetails32iiVersionNo.013MarketableSecuritiesAct1970ActNo.7970/1970Versionincorporatingamendmentsasat1July2001AnActtomakeProvisionwithrespecttoInstrumentsofTransferofcertainMarketableSecuritiesandforotherpurposes.32ActNo.7970/1970Marketa

6、bleSecuritiesAct1970BEITENACTEDbytheQueen'sMostExcellentMajestybyandwiththeadviceandconsentoftheLegislativeCouncilandtheLegislativeAssemblyofVictoriainthispresentParliamentassembledandbytheauthorityofthesameasfollows(thatistosay):1.Shorttitleandcommencement(1)ThisAc

7、tmaybecitedastheMarketableSecuritiesAct1970.(2)ThisActshallcomeintooperationonadaytobefixedbyproclamationoftheGovernorinCouncilpublishedintheGovernmentGazette.2.Repealandsavings(1)TheMarketableSecuritiesAct1967isherebyrepealed.(2)AprescribedinstrumentundertheMarketa

8、bleSecuritiesAct1967thatwasdulycompletedbeforethecommencementofthisActshallhavethesameeffectandmaybeusedanddealtwithasifthatActhadnotbeenr