《证券投资分析》英文试卷及评分答案

《《证券投资分析》英文试卷及评分答案》由会员上传分享，免费在线阅读，更多相关内容在行业资料-天天文库。

1、上海对外贸易学院2008—2009学年第一学期《证券投资分析》课程研究生期末考试试卷选课序号：任课教师：考试时间：90分钟姓名：学号：年级专业：金融学07级研究生考试形式：■闭卷□开卷双语教学：■是□否需计算器：■是□否修读方式：□必修■选修□辅修试卷页数共13页机考座位：号机题号一二三四总分得分得分评阅人一、单选题（本大题共40小题，每小题1分，共40分）（备注——请将答案写在题目上方的答题纸上，写在其它地方不给分）1234567891011121314151617181920212223242526272829303132333435363738394

2、01.Afirmhasahigherassetturnoverratiothantheindustryaverage,whichimpliesA)thefirmhasahigherP/Eratiothanotherfirmsintheindustry.B)thefirmismorelikelytoavoidinsolvencyintheshortrunthanotherfirmsintheindustry.C)thefirmismoreprofitablethanotherfirmsintheindustry.D)thefirmisutilizingass

3、etsmoreefficientlythanotherfirmsintheindustry.172.Theholdingperiodyield(HPY)isequaltotheholdingperiodreturn(HPR)minusA)0.B)1.C)2.D)3.3.Commercialpaperisashort-termsecurityissuedby________toraisefunds.A)theFederalReserveBankB)commercialbanksC)large,well-knowncompaniesD)theNewYorkSt

4、ockExchange4.Yousoldshort200sharesofcommonstockat$60pershare.Theinitialmarginis60%.YourinitialinvestmentwasA)$4,800.B)$12,000.C)$5,600.D)$7,200.5.MultipleMutualFundshadyear-endassetsof$457,000,000andliabilitiesof$17,000,000.Therewere24,300,000sharesinthefundatyear-enD)WhatwasMulti

5、pleMutual'sNetAssetValue?A)$18.11B)$18.81C)$69.96D)$7.006.Whichofthefollowingwouldincreasethenetassetvalueofamutualfundshare,assumingallotherthingsremainunchanged?A)anincreaseinthenumberoffundsharesoutstandingB)anincreaseinthefund'saccountspayableC)achangeinthefund'smanagementD)an

6、increaseinthevalueofoneofthefund'sstocks7.Overthepastyearyouearnedanominalrateofinterestof10percentonyourmoney.Theinflationratewas5percentoverthesameperioD)TheexactactualgrowthrateofyourpurchasingpowerwasA)15.5%.B)10.0%.C)5.0%.D)4.8%.8.Youpurchasedashareofstockfor$20.Oneyearlatery

7、oureceived$1as17dividendandsoldthesharefor$29.Whatwasyourholdingperiodreturn?A)45%B)50%C)5%D)40%9.Otherthingsequal,anincreaseinthegovernmentbudgetdeficitA)drivestheinterestratedown.B)drivestheinterestrateup.C)mightnothaveanyeffectoninterestrates.D)increasesbusinessprospects.10.Int

8、hemean-standarddeviationgraphanin